Lead Service Ops Spec

00052 American Enterprise Investment; Charlotte (NC); On-site; USD 120,000 - 160,000; Full time

Job summary

Ameriprise Financial is seeking a senior professional to establish and manage a centralized Security Master function for the Clearing Broker Dealer and AEIS. You will own strategy, governance and key relationships, ensuring accurate, timely and scalable security data setup and maintenance.

The role requires Series 99, with Series 7 and 24 preferred, and full-time exempt status. You will collaborate with Technology, Operations, Product and risk/compliance stakeholders to drive improvements and

Qualifications

• Experience establishing and managing security master data.
• Strong governance and controls experience.
• Ability to drive data quality and issue resolution with technology, operations and risk teams.

Responsibilities

• Establish, manage and maintain centralized Security Master function for Clearing Broker Dealer and AEIS.
• Lead strategy, projects and governance for Security Master and Pricing environments.
• Serve as subject-matter expert and primary data owner with cross-functional partners.
• Identify and resolve data and operational issues and drive process improvements with Risk & Compliance.

Skills

Security Master Data

Governance

Data quality

Stakeholder management

Process improvement

Risk & Compliance

Cross-functional collaboration

Job description

About Our Company

We’re a diversified financial services leader with more than $1.5 trillion in assets under management, administration and advisement as of year-end 2024. Our team of 22,000 people across 19 countries serves more than 3.5 million individual, small business and institutional clients. We are a longstanding leader in financial planning and advice, a global asset manager and an insurer. Our unwavering focus on our clients and strong financial foundation connects each of our unique businesses – Ameriprise Financial, Columbia Threadneedle Investments and RiverSource Insurance and Annuities. Here, we foster meaningful careers, invest in the future, and make a difference for clients, institutions and communities around the world.

Job Description

Establish, manage and maintain a centralized Security Master function for the Clearing Broker Dealer. Establish, manage and maintain a centralized Security Master function for AEIS. Own and lead the strategy, projects, governance, initiatives and key business relationships supporting the Beta Security Master and Pricing environment. This individual will serve as the subject-matter expert and primary point of accountability for security master data, working closely with Technology, Operations, product, and internal/external business partners to ensure accurate, timely and scalable security set up and maintenance. This role will drive process improvements as necessary, manage complex initiatives and implementations, identify and resolve data and operational issues, establish strong governance and controls alongside our Risk and Compliance partners.

Series 99 is required, while Series 7 and 24 is preferred.

Full-Time/Part-Time Full time Exempt/Non-Exempt Exempt

Equal Opportunity Employment

Ameriprise Financial is an equal opportunity employer. We consider all qualified applicants without regard to race, color, religion, sex, sexual orientation, gender identity, gender expression, national origin, ancestry, age, physical or mental disability, medical condition, pregnancy, military status, veteran status, genetic information, citizenship, disability status, marital status, family status or any other basis prohibited by law. We are committed to fostering an inclusive and accessible recruitment process for individuals with disabilities. If you require a reasonable accommodation to participate in the application or interview process, speak to your recruiter to discuss how we can support you.

Employer History & Values

Since 1894, Ameriprise Financial has helped people feel more confident about their financial future. Guided by strong values and a deep commitment to clients, we've remained a trusted leader in financial planning and advice for more than 130 years. Through our businesses, Ameriprise Financial, Columbia Threadneedle Investments and RiverSource Insurance & Annuities, we deliver advice, investment and protection solutions designed for long‑term success. While each business brings distinct capabilities and expertise, all are united by our unwavering focus on clients and a strong financial foundation. For you, that means the opportunity to build a meaningful career in a high‑performing, collaborative culture where your expertise can grow, your contributions are valued and your work can make a real impact.

Our Businesses

Ameriprise Financial: Financial planning, advice and wealth management. Columbia Threadneedle Investments: Global asset management serving individual, institutional and corporate clients. RiverSource Insurance & Annuities: Products and solutions designed to help clients protect and grow their wealth.