Junior Securities Compliance Analyst

State Securities Department; Little Rock (AR); Presencial; USD 45.000 - 60.000; Jornada completa

Descripción de la vacante

The State Securities Department seeks a Securities Examiner I to assist in evaluating securities firms, broker-dealers, and investment advisers to ensure compliance with financial laws and regulations. You will support senior examiners by analyzing transactions and practices, helping identify potential risks while gaining hands-on experience in securities regulation.

Candidates should hold a Bachelor's degree in accounting, finance, economics, or related field, with 1–2 years in finance

Formación

• Bachelor's degree in accounting, finance, economics, business administration, or related field.
• 1-2 years of experience in finance preferred.
• Strong analytical and problem-solving skills with attention to detail.
• Effective written and verbal communication skills.

Conocimientos

Analytical thinking

Communication skills

Teamwork

Independent work

Educación

Bachelor's degree in finance or related field

Descripción del empleo

The State Securities Department seeks a Securities Examiner I to assist in evaluating securities firms, broker-dealers, and investment advisers to ensure compliance with financial laws and regulations. You will support senior examiners by analyzing transactions and practices, helping identify potential risks while gaining hands-on experience in securities regulation.

Candidates should hold a Bachelor's degree in accounting, finance, economics, or related field, with 1–2 years in finance