Securities Examiner I

State Securities Department; Little Rock (AR); On-site; USD 45,000 - 60,000; Full time

Job summary

The State Securities Department seeks a Securities Examiner I to assist in evaluating securities firms, broker-dealers, and investment advisers to ensure compliance with financial laws and regulations. You will support senior examiners by analyzing transactions and practices, helping identify potential risks while gaining hands-on experience in securities regulation.

Candidates should hold a Bachelor's degree in accounting, finance, economics, or related field, with 1–2 years in finance

Qualifications

• Bachelor's degree in accounting, finance, economics, business administration, or related field.
• 1-2 years of experience in finance preferred.
• Strong analytical and problem-solving skills with attention to detail.
• Effective written and verbal communication skills.

Skills

Analytical thinking

Communication skills

Teamwork

Independent work

Education

Bachelor's degree in finance or related field

Job description

The Securities Examiner I assists in evaluating securities firms, broker-dealers, and investment advisers to ensure compliance with financial laws and regulations. This role involves supporting senior examiners by analyzing financial transactions, assessing operational practices, and identifying potential risks while gaining hands-on experience in securities regulation.

Key qualifications:

• Bachelor's degree in accounting, finance, economics, business administration, or related field
• General understanding of financial principles and securities industry
• Strong analytical and problem-solving skills with attention to detail
• Effective written and verbal communication skills
• Ability to work independently and as part of a team
• 1-2 years of experience in finance preferred