Entry-Level Staff Accountant: Risk & Compliance Examinations

Miami Neuroscience Institute Baptist Health South Florida; New York (NY); On-site; USD 65,000 - 90,000; Full time

Job summary

The Division of Examinations is seeking an early career Staff Accountant to join a multidisciplinary team performing examinations of securities-related entities. You will assess operations, controls and financial reporting to ensure compliance with federal securities laws.

Responsibilities include planning risk-based examinations, reviewing systems and records, interviewing principals, and reporting findings with recommendations to senior staff. Travel to on-site locations is common.

Qualifications

• Degree in accounting or related field with 24 semester hours in accounting.
• Experience or education aligning with GAAP/IFRS auditing standards.
• Strong analytical and communication skills for regulatory exams.

Responsibilities

• Conduct examinations of registered entities and investment professionals to assess compliance.
• Analyze financial statements, operations, and controls to identify risks to investors.
• Develop findings, prepare reports, and present recommendations to legal staff.

Skills

GAAP

IFRS

Auditing

Financial analysis

Education

Accounting degree with 24 sem hrs in accounting

CPA or CIA certification (or progress)

Job description

The Division of Examinations is seeking an early career Staff Accountant to join a multidisciplinary team performing examinations of securities-related entities. You will assess operations, controls and financial reporting to ensure compliance with federal securities laws.

Responsibilities include planning risk-based examinations, reviewing systems and records, interviewing principals, and reporting findings with recommendations to senior staff. Travel to on-site locations is common.