J.P. Morgan Wealth Management - Active Trade Desk Professional

Testing Site - JPMC; Chicago (IL); Híbrido; USD 75 000 - 110 000; Tempo integral

Resumo da oferta

JPMorgan Chase in Chicago is seeking an Active Trade Desk Professional to support clients and advisors by executing complex trades over the telephone in brokerage and retirement accounts, including Traditional and Roth IRAs, while ensuring trade accuracy and regulatory compliance.

You will work with equities, mutual funds, derivatives, margin, FX and large orders, building strong internal and external relationships and transitioning from onsite training to a hybrid work model.

Qualificações

• 2+ years of investment or brokerage experience.
• Active FINRA Series 7 and 63 with CE requirements.
• Strong client service and accuracy in fast-paced work.
• Excellent telephone communication and professionalism.
• Knowledge of investment products, market risks and order types.

Responsabilidades

• Support clients and advisors across the wealth spectrum over the telephone, including those with over $10 million in assets under management
• Execute complex trades accurately by educating clients and aligning with their goals and objectives
• Ensure clients comply with all regulatory requirements
• Explain transaction outcomes and risks, including liquidity of international equity trades and margin considerations
• Build relationships within trade desks and escalation teams to complete requests
• Document all client interactions and comply with regulatory requirements
• Screen and assess client profiles for new investment opportunities

Conhecimentos

Brokerage exp

FINRA Series 7/63

FINRA CE

Client service

Telephone comms

Investment products

Compliance history

Market risk

Multitasking

Organization

Client transitions

Formação académica

Bachelor’s degree in related field

Ferramentas

FactSet

Descrição da oferta de emprego

The U.S. Wealth Management business is focused on helping investors achieve their long-term financial goals and comprised of the Chase Wealth Management business, J.P. Morgan Securities and Self-Directed Investing - our digital investing platform. The combined business has ~$400 billion in Assets under Management and ~4,000 advisors who work out of 3,500 branches and 21 offices.

As an Active Trade Desk Professional within the J.P. Morgan Securities service team, you will play a crucial role in advocating for our clients. You will collaborate in a team environment to assist clients in executing trades over the telephone in brokerage and retirement accounts, including Traditional and Roth IRAs. Your responsibilities will include mitigating financial and reputational risk by ensuring trade accuracy. You will utilize your industry knowledge and experience to handle a variety of complex trades, encompassing equities, mutual funds, derivatives, margin, debt instruments, forex, hedge funds, and large orders.

Job Responsibilities:

• Support clients and advisors across the wealth spectrum over the telephone, including those with over $10 million in assets under management
• Execute complex trades accurately by educating clients and aligning with their goals and objectives
• Ensure clients comply with all regulatory requirements
• Understand and explain transaction outcomes and risks, including marketability and liquidity of international equity trades, fund prospectus reviews for breakpoint and reinstatement qualifications, and client margin account evaluations for internal margin requirements, buying power, and risk exposure
• Build internal and external relationships within our trade desks and escalation teams to complete client requests
• Document all client interactions and comply with regulatory and organizational requirements.
• Screen and assess client profiles for new investment opportunities

Required qualifications, capabilities, and skills:

• 2+ years of relevant investment or brokerage experience
• Active and valid FINRA Series 7 and 63, in addition to meeting FINRA continuing education requirements
• Passion for client service and performing work with a high degree of accuracy in a fast paced environment
• Excellent telephone communication and customer service skills, displaying a high level of professionalism
• Responsible for monitoring emerging market trends and be a student of the industry
• Strong understanding of investment products, securities, market risks and order types
• Strong compliance record in prior position(s) and ability to hold a registration in all 50 states & U.S. Territories
• Ability to execute client transitions in the capitol and debit markets while delivering on the value proposition of JPMorgan’s best in class reputation
• Ability to manage multiple priorities in a fast-paced environment; adaptive to change
• Extremely organized and detail oriented,

Preferred qualifications, capabilities, and skills

• 5+ years of financial services experience
• Familiarity with FactSet or equivalent trading investment platforms
• Experience with identifying additional investment opportunities
• Excellent analytical skills
• Bachelor’s degree in related field preferred

Must be able to work onsite Monday through Friday from 8:30am - 5:00pm during training. Following training, you may transition to a hybrid environment, where team members work in the office three days a week and work remote two days.

Department is open the following hours: Monday-Friday 7 AM - 8 PM EST. The working hours for this role will be assigned and may fall into any of the department operating hours.