IT Audit Associate – SOX & Risk Controls

00001 Ameriprise Financial Inc

Minneapolis (MN)

On-site

USD 56,100 - 98,600

Full time

14 days+

Get more replies from employers

Send a job-specific resume in minutes.

Benefits offered by this job

Vacation time
Sick time
401(k)
Health, dental and life insurances

Job summary

Ameriprise Financial is seeking an IT Staff Auditor to join the Risk & Control Services team. The role plans and executes audit activities, including SOX/MAR/FDICIA compliance tasks, and presents objectives to management.

You will identify control deficiencies, assess risk, and propose practical improvements while coordinating with control groups and meeting deadlines. In-office collaboration is emphasized; travel is required, and compensation is base pay with potential incentives.

Qualifications

  • Bachelor's degree or equivalent.
  • 0-1 year of experience.
  • Strong communication skills.
  • Availability to travel.
  • Develop and practice basic audit skills and business knowledge.

Responsibilities

  • Execute portions of the Risk & Control Services plan, including audit activities.
  • Present objectives and results to various levels of management.
  • Evaluate and improve the effectiveness of risk management, control and governance.
  • Identify control deficiencies, assess exposure and propose cost-effective recommendations.
  • Monitor and validate Management Action Plan status.
  • Coordinate with control groups in planning and executing work.
  • Complete work within established timelines.
  • Communicate/escalate challenges impacting timelines.
  • Gather information for risk assessments per department standards.

Skills

Strong communication
0-1 year experience
Ability to travel
Audit fundamentals
Business knowledge

Education

Bachelor's degree or equivalent
Accounting or Finance preferred

Job description

Ameriprise Financial is seeking an IT Staff Auditor to join the Risk & Control Services team. The role plans and executes audit activities, including SOX/MAR/FDICIA compliance tasks, and presents objectives to management.

You will identify control deficiencies, assess risk, and propose practical improvements while coordinating with control groups and meeting deadlines. In-office collaboration is emphasized; travel is required, and compensation is base pay with potential incentives.

Get your free, confidential resume review.
or drag and drop your file here.
Similar jobs

Similar jobs worth comparing

IT Staff Auditor - Hybrid (SOX & Risk Controls)
IT Staff Auditor - Hybrid (SOX & Risk Controls)

Ameriprise Financial Services, LLC • Minneapolis (MN)

Hybrid
USD 56,000 - 99,000
IT Risk & Controls Auditor – SoX/MAR/FDICIA
IT Risk & Controls Auditor – SoX/MAR/FDICIA

Threadneedle group • Minnesota

On-site
USD 56,000 - 99,000
IT Risk & Controls Auditor (SOX/MAR)
IT Risk & Controls Auditor (SOX/MAR)

Ameriprise Financial • Minneapolis (MN)

Hybrid
USD 56,100 - 98,600
IT Staff Auditor
IT Staff Auditor

Threadneedle group • Minnesota

On-site
USD 56,000 - 99,000
IT Staff Auditor
IT Staff Auditor

Ameriprise Financial Services, LLC • Minneapolis (MN)

Hybrid
USD 56,000 - 99,000
IT Staff Auditor
IT Staff Auditor

00001 Ameriprise Financial Inc • Minneapolis (MN)

On-site
USD 56,100 - 98,600
Vacation time
Sick time
401(k)
+1
IT Staff Auditor
IT Staff Auditor

Ameriprise Financial • Minneapolis (MN)

Hybrid
USD 56,100 - 98,600
IT Audit & Risk Analyst – SOX/MAR Focus
IT Audit & Risk Analyst – SOX/MAR Focus

Jobtailor • Massachusetts

On-site
USD 55,000 - 70,000
Director, Internal Audit & SOX - Remote Leadership
Director, Internal Audit & SOX - Remote Leadership

AmTrust Financial Services, Inc. • Cleveland (OH)

On-site
USD 126,000 - 175,000
IT Risk & Compliance Associate
IT Risk & Compliance Associate

BDO USA, LLP • City of Rochester (NY)

On-site
USD 73,000 - 83,000