Investor Services Representative

CV Resources; Tucson (AZ); On-site; USD 45,000 - 65,000; Full time

Job summary

CV Resources, in partnership with a long-standing investment management firm, is seeking an Investor Services Representative to join their Investor Services team.

You will support shareholders and broker-dealers by providing information on investment products, mutual funds, retirement accounts, and account servicing, with sponsorship for securities licensing (SIE, Series 6, and Series 63).

This is an excellent entry point into financial services with licensing opportunities.

Qualifications

• Strong interest in the financial services industry.
• Excellent interpersonal and communication skills.
• Detail-oriented with strong problem-solving ability.
• Ability to work independently and as part of a team.
• Must pass the Securities Industry Essentials (SIE) Exam.
• Sponsorship provided for Series 6 and Series 63 licenses.

Responsibilities

• Respond to shareholder and broker-dealer inquiries.
• Provide information regarding mutual funds, retirement plans, and investment products.
• Research and resolve account-related issues.
• Assist clients with tax and account servicing questions; support operational and administrative functions within Investor Services.
• Maintain knowledge of regulatory and compliance requirements.
• Deliver a high level of customer service while building long-term client relationships.

Skills

Interpersonal skills

Communication

Problem solving

Teamwork

MS Office (Excel/Outlook)

Education

Bachelor's degree preferred

Tools

Microsoft Office Suite (Excel, Outlook)

Job description

CV Resources is partnering with long-standing investment management firm to find an Investor Services Representative to join their Investor Services team. This role supports shareholders and broker-dealers by providing information on investment products, mutual funds, retirement accounts, and account servicing. The position offers an excellent entry point into the financial services industry and includes sponsorship for securities licensing.

Responsibilities

• Respond to shareholder and broker-dealer inquiries
• Provide information regarding mutual funds, retirement plans, and investment products
• Research and resolve account-related issues
• Assist clients with tax and account servicing questionsSupport operational and administrative functions within Investor Services
• Maintain knowledge of regulatory and compliance requirements
• Deliver a high level of customer service while building long-term client relationships

Qualifications

• Strong interest in the financial services industry
• Excellent interpersonal and communication skills
• Detail-oriented with strong problem-solving ability
• Ability to work independently and as part of a team
• Proficiency with Microsoft Office, particularly Excel and Outlook
• Bachelor's degree preferred
• Must pass the Securities Industry Essentials (SIE) Exam
• Company sponsorship provided for Series 6 and Series 63 licenses

Why This Opportunity?

• Entry point into investment management and wealth management services
• Paid securities licensing (SIE, Series 6, and Series 63)
• Exposure to mutual funds, retirement products, and investor relations
• Established and respected investment management firm
• Excellent opportunity for candidates looking to build a long-term career in financial services rather than a traditional customer service position