Investment & Wealth Ops Specialist II

Fifth Third Bank

Costa Mesa (CA)

On-site

USD 45,000 - 86,000

Full time

14 days+

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Benefits offered by this job

Competitive benefits

Incentive compensation plan

Job summary

Fifth Third Bank in Costa Mesa seeks a Licensed Investment Support Specialist II to provide administrative support to registered representatives and clients, handling trading operations and account maintenance while ensuring regulatory compliance.

Ideal candidates have a finance-focused degree and securities licenses, with 5 years of brokerage experience. The role offers a base pay range and eligibility for incentive compensation within a supportive, client-centered environment.

Qualifications

Requires High school diploma or equivalent.
Bachelor’s degree in Finance, Economics or Business Management preferred.
SIE, Series 7, 66 (or 65/63) securities licenses required as per guidelines.
Five years of brokerage or related financial services experience.

Responsibilities

Provide daily administrative support to designated registered representatives and clients.
Process and follow-up operations for accounts, risk management, and marketing support.
Open accounts and process money transfers, address changes, and trade execution.
Ensure trading activity complies with regulations and internal guidelines.
Maintain client relationships and educate partners on market conditions and products.