Investment Operations & Support Specialist

Fifth Third Bank; Columbus (OH); On-site; USD 65,000 - 90,000; Full time

Job summary

Fifth Third Bank in Columbus, Ohio is seeking a Licensed Investment Support Specialist II to provide office management support for registered securities representatives and clients. You will handle trading-related operations, account maintenance, and risk-compliant processes while delivering excellent client service.

The role requires securities licensing (SIE, Series 7, 66 or 65/63), five years of brokerage or related experience, and strong communication and organizational skills.

Qualifications

• High school diploma or equivalent; bachelor’s preferred in Finance, Economics, or Business Management.
• SIE, Series 7, 66 (or 65 and 63) licenses and state life/health/long-term care/variable annuity licenses required per licensing guidelines.
• Minimum of five years brokerage or related financial services experience.
• Strong understanding of financial industry, compliance, and investment brokerage/banking products.

Responsibilities

• Provide daily administrative support to designated registered representatives and clients.
• Process and follow-up on operations for new/existing accounts, risk management, marketing support, and order entry.
• Perform account maintenance including opening new accounts, money transfers, and address changes.
• Ensure trading transactions are executed timely and documentation maintained to standards.
• Educate and coach partners on market conditions, products, compliance and duties.
• Support multiple representatives or large books of business.
• Handle administrative functions including executing trades and ensuring regulatory compliance.
• Work with partners to identify new client opportunities and deepen relationships.

Skills

Communication

Organizational skills

Time management

Negotiation

Education

Bachelor's degree in Finance/Economics/Business Management

High School Diploma or equivalent

Tools

MS Word

MS Excel

PowerPoint

Job description

Fifth Third Bank in Columbus, Ohio is seeking a Licensed Investment Support Specialist II to provide office management support for registered securities representatives and clients. You will handle trading-related operations, account maintenance, and risk-compliant processes while delivering excellent client service.

The role requires securities licensing (SIE, Series 7, 66 or 65/63), five years of brokerage or related experience, and strong communication and organizational skills.