Investment Trading Specialist — Precision, Compliance & Client Impact

DSB Rock Island Wealth Management, LLC; Minnetonka (MN); On-site; USD 70,000 - 90,000; Full time

Job summary

DSB Rock Island Wealth Management, LLC in Minnetonka, MN is seeking an Investment Trading Specialist to join our Wealth Management team. You will execute investment trades, support portfolio implementation, and help ensure an exceptional client experience through accurate trade execution, regulatory compliance, and operational excellence.

The ideal candidate has 3–5 years of experience in investment operations, holds FINRA Series 7 and Series 63 or 66 licenses, and is proficient with Excel and

Qualifications

• Bachelor's degree in Finance, Economics, or related field.
• 3–5 years of experience in investment operations or trade execution.
• FINRA Series 7 and Series 63 or 66 licenses required.
• Experience with investment trading platforms and portfolio management systems.
• Strong proficiency with Microsoft Excel and related tools.
• Knowledge of securities markets and regulatory requirements.

Responsibilities

• Execute buy and sell orders for stocks, bonds, mutual funds, ETFs, and other investment securities.
• Ensure best execution by placing trades accurately and efficiently while monitoring market conditions.
• Support portfolio rebalancing and investment strategy implementation.
• Monitor market activity, economic trends, and trading opportunities that may impact client portfolios.
• Review and reconcile trade activity to ensure accuracy and timely settlement.
• Ensure all trading activity complies with FINRA, SEC, and firm policies and procedures.
• Research and resolve trade discrepancies, corrections, and operational issues.
• Partner with financial advisors to explain trading activity, market information, and investment procedures.
• Maintain accurate trading records and documentation.

Skills

Attention to detail

Analytical skills

Multitasking

Communication skills

Regulatory compliance

Education

Bachelor's degree in Finance, Economics, or related field

Tools

Excel

Trading platforms

Portfolio management systems

Job description

DSB Rock Island Wealth Management, LLC in Minnetonka, MN is seeking an Investment Trading Specialist to join our Wealth Management team. You will execute investment trades, support portfolio implementation, and help ensure an exceptional client experience through accurate trade execution, regulatory compliance, and operational excellence.

The ideal candidate has 3–5 years of experience in investment operations, holds FINRA Series 7 and Series 63 or 66 licenses, and is proficient with Excel and