Investment Advisor & Client Growth Specialist

TowneBank; Raleigh (NC); On-site; USD 85,000 - 120,000; Full time

Job summary

TowneBank in Raleigh, NC is seeking an Investment Advisor to provide tailored investment guidance to our members, manage client portfolios, and execute buy and sell orders.

You will maintain regular client communication, stay current on investment products, and ensure compliance with AML/BSA regulations while pursuing continuing education and maintaining required licenses such as Series 7/63/66 and Life Insurance.

Qualifications

• Licenses in Series 7/63/66 or equivalent and Life Insurance required or pursued.
• Strong understanding of investment products and risk, with ability to analyze client goals.
• Proven ability to provide appropriate investment recommendations.

Responsibilities

• Provide investment advice and suitable recommendations to clients.
• Provide timely execution of buy and sell orders.
• Maintain regular communication with clients to align goals with recommendations.
• Maintain all continuing education requirements and AML/BSA compliance.
• Adhere to regulatory standards and industry best practices.

Skills

Investment guidance

Client communication

Regulatory compliance

Portfolio analysis

Education

Series 7/63/66 licenses or equivalent + Life Insurance license

Tools

MS Word

MS Excel

MS Outlook

Job description

TowneBank in Raleigh, NC is seeking an Investment Advisor to provide tailored investment guidance to our members, manage client portfolios, and execute buy and sell orders.

You will maintain regular client communication, stay current on investment products, and ensure compliance with AML/BSA regulations while pursuing continuing education and maintaining required licenses such as Series 7/63/66 and Life Insurance.