Wealth Planning & Investment Advisor

Bank of America; Cary (NC); On-site; USD 70,000 - 100,000; Full time

Job summary

Bank of America is seeking a financial professional in Cary, NC to provide comprehensive client advice and customized financial solutions. The role includes planning with brokerage products, meeting client goals, and coordinating referrals to internal teams while maintaining compliance with SAFE Act requirements.

Candidates should hold Series 7 and 66 licenses with at least one year in investments, and possess strong client relationship and risk-management skills.

Qualifications

• Currently holds Series 7 and 66 licenses.
• Minimum of one year of experience in the investments industry.

Responsibilities

• Works with clients to plan their short and long-term financial goals by building a financial plan with brokerage products, including stocks, bonds, mutual funds, annuities, and banking and money managed solutions.
• Recommends banking and investments strategies that align with client financial goals and needs.
• Triages client requests and makes referrals to appropriate internal service providers based on client needs and asset thresholds.
• Mitigates and controls risk as part of daily activities.
• Identifies and engages potential new clients through referrals or financial center clientele.
• Provides coaching and feedback to referral partners based on knowledge of client needs and potential product services recommended.

Skills

Financial planning

Client advisory

Referral coordination

Risk management

Education

FINRA Series 7 & 66 licenses

Job description

Bank of America is seeking a financial professional in Cary, NC to provide comprehensive client advice and customized financial solutions. The role includes planning with brokerage products, meeting client goals, and coordinating referrals to internal teams while maintaining compliance with SAFE Act requirements.

Candidates should hold Series 7 and 66 licenses with at least one year in investments, and possess strong client relationship and risk-management skills.