Client-Focused Financial Advisor | Investment Guidance

TowneBank; Charlotte (NC); Vor Ort; USD 80.000 - 120.000; Vollzeit

Zusammenfassung

Qualifikationen

• Experience providing investment advice and portfolio analysis.
• Ability to tailor recommendations to client goals and financial standing.
• Strong knowledge of compliance and documentation requirements.

Aufgaben

• Provide investment recommendations to clients based on goals and current financial standing.
• Provide for timely execution of both buy and sell orders.
• Process check deposits and security deposits in a timely manner.
• Maintain regular communication with clients to ensure goals and objectives are understood and aligned with recommendations.
• Maintain continuing education and compliance with broker-dealer standards.
• Adhere to AML/BSA requirements and related regulations.

Kenntnisse

Series 7/63/66 license

Life Insurance license

Windows & MS Outlook

Tools

Windows

MS Outlook

Jobbeschreibung