Internal Audit Associate - Compliance & Data Insights

Oceanview Life and Annuity

Denver (CO)

Hybrid

USD 82,000 - 95,000

Full time

4 days ago
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Job summary

Oceanview Life and Annuity is seeking an Associate, Internal Auditor to join our growing Internal Audit team in Denver. This role supports the annual audit plan, tests controls, documents processes, and identifies risks across operational, financial, and regulatory areas.

Candidates with a background in compliance, investigations, or data analysis who want to expand into internal audit are encouraged. The position offers a hybrid schedule (3 days in office), a competitive salary of

Qualifications

  • Bachelor's degree in Finance, Accounting, Business, or related field
  • 3+ years in compliance, risk, audit, or financial investigations
  • Experience in financial services, trading surveillance, AML, or regulatory compliance preferred
  • Certifications (ACAMS, CPA, CIA) or progress toward certification a plus
  • Strong analytical and critical thinking with attention to detail
  • Clear written and verbal communication to stakeholders
  • Experience with data, reporting tools, or process improvement beneficial

Responsibilities

  • Execute audits across full lifecycle: planning, fieldwork, testing, and reporting
  • Test internal controls for policy compliance and MAR guidance
  • Analyze data, client activity, and processes to identify risks
  • Document workpapers supporting findings and conclusions
  • Identify control weaknesses, compliance risks, and propose recommendations
  • Collaborate with business units to gather information and support audit
  • Monitor regulatory changes and emerging risks in financial services and insurance
  • Contribute to data-driven audit techniques and continuous improvement

Skills

Analytical thinking
Data analysis
Regulatory compliance
Communication

Education

Bachelor's degree in Finance, Accounting, Business, or related field

Tools

Reporting tools
Audit software

Job description

Oceanview Life and Annuity is seeking an Associate, Internal Auditor to join our growing Internal Audit team in Denver. This role supports the annual audit plan, tests controls, documents processes, and identifies risks across operational, financial, and regulatory areas.

Candidates with a background in compliance, investigations, or data analysis who want to expand into internal audit are encouraged. The position offers a hybrid schedule (3 days in office), a competitive salary of

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