ASSOC, INTERNAL AUDITOR

Oceanview Life and Annuity; Denver (CO); Hybrid; USD 82,000 - 95,000; Full time

Job summary

Oceanview Life and Annuity is seeking an Associate, Internal Auditor to join our growing Internal Audit team in Denver. This role supports the annual audit plan, tests controls, documents processes, and identifies risks across operational, financial, and regulatory areas.

Candidates with a background in compliance, investigations, or data analysis who want to expand into internal audit are encouraged. The position offers a hybrid schedule (3 days in office), a competitive salary of

Qualifications

• Bachelor's degree in Finance, Accounting, Business, or related field
• 3+ years in compliance, risk, audit, or financial investigations
• Experience in financial services, trading surveillance, AML, or regulatory compliance preferred
• Certifications (ACAMS, CPA, CIA) or progress toward certification a plus
• Strong analytical and critical thinking with attention to detail
• Clear written and verbal communication to stakeholders
• Experience with data, reporting tools, or process improvement beneficial

Responsibilities

• Execute audits across full lifecycle: planning, fieldwork, testing, and reporting
• Test internal controls for policy compliance and MAR guidance
• Analyze data, client activity, and processes to identify risks
• Document workpapers supporting findings and conclusions
• Identify control weaknesses, compliance risks, and propose recommendations
• Collaborate with business units to gather information and support audit
• Monitor regulatory changes and emerging risks in financial services and insurance
• Contribute to data-driven audit techniques and continuous improvement

Skills

Analytical thinking

Data analysis

Regulatory compliance

Communication

Education

Bachelor's degree in Finance, Accounting, Business, or related field

Tools

Reporting tools

Audit software

Job description

Overview

At Oceanview Life and Annuity Company, we are more than a financial services provider - We are a team dedicated to empowering individuals on their journey toward a financially secure retirement. Founded in 2018 and backed by Bayview Asset Management - A leading investment firm with approximately $45.5 Billion in assets under management as of June 30, 2026 - We have rapidly grown to over $18.9 Billion in consolidated assets as of June 30, 2026.

Our mission is rooted in simplicity and transparency. We offer straightforward annuity solutions and personalized service, allowing our clients to make confident decisions about their financial futures. Recognized for our financial strength with an "A" (Excellent) rating from A.M. Best, we provide the stability and trust our clients and employees can rely on.

Why join Oceanview?

• Impactful work: Contribute to a company that genuinely makes a difference in people's lives by simplifying retirement planning and providing peace of mind.
• Growth and innovation: Be part of a rapidly expanding organization that encourages innovation and values your ideas.
• Collaborative environment: Work alongside a team of seasoned asset managers and financial experts who are committed to excellence and professional development.
• Commitment to excellence: Join a company that prides itself on financial strength, competitive rates, and personalized solutions tailored to clients' unique needs.
• Strong partnerships: Engage with a broad network of over 24,000 agents, independent marketing organizations, banks and broker-dealers.

At Oceanview, we believe that our employees are our greatest asset. We are committed to fostering a supportive and dynamic work environment where you can thrive both personally and professionally. If you are passionate about making a meaningful impact and advancing your career in the financial services industry, we invite you to explore opportunities with us.

Oceanview Life and Annuity (OVLAC) is seeking a Associate, Internal Auditor to join our growing Internal Audit team. This role is ideal for a candidate with a background in compliance, investigations, or data analysis who is looking to expand into internal audit.

The Associate, Internal Auditor will support the execution of the annual audit plan by performing control testing, documenting processes, and identifying risks across operational, financial, and regulatory areas. This role offers the opportunity to apply investigative and analytical skills to evaluate internal controls and contribute meaningful insights to improve business processes.

Responsibilities

• Assist in executing audits across the full lifecycle, including planning, fieldwork, testing, and reporting
• Perform testing of internal controls to assess compliance with company policies, regulatory requirements, and frameworks such as the Model Audit Rule (MAR)
• Analyze transactional data, client activity, and operational processes to identify anomalies, risks, or control gaps
• Prepare clear and well-documented workpapers that support audit findings and conclusions
• Identify control weaknesses, compliance risks, and process improvement opportunities, and help develop practical recommendations
• Collaborate with business units to gather information, understand processes, and support a smooth audit process
• Support ongoing monitoring of regulatory changes and emerging risks, particularly within financial services and insurance
• Contribute to data-driven audit techniques and continuous improvement of audit methodologies

Qualifications

• Bachelor's degree in Finance, Accounting, Business, or related field required
• 3+ years of experience in compliance, risk management, audit, or financial investigations
• Experience in financial services, trading surveillance, AML, or regulatory compliance strongly preferred
• Familiarity with investigating transactions, identifying suspicious activity, or reviewing regulatory reports is a plus
• Professional certification (e.g., ACAMS, CPA, CIA) or progress toward certification is a plus
• Strong analytical and critical thinking skills with attention to detail
• Ability to communicate findings clearly in writing and verbally to stakeholders
• Experience working with data, reporting tools, or process improvement initiatives is beneficial

Compensation

• Position located in Denver, CO. Competitive salary, bonus, and benefits package commensurate with experience.
• Base compensation is expected to be $81,500 - 95,000* with the opportunity for incentive compensation including bonus compensation.
• This role will be Hybrid (3x a week in the office), Tues - Thurs.

EEOC: Oceanview is an Equal Employment Opportunity employer. All aspects of consideration for employment and employment with the Company are governed on the basis of merit, competence and qualifications without regard to race, color, religion, sex, national origin, age, disability, veteran status, sexual orientation, or any other category protected by federal, state, or local law.