Associate Internal Auditor — Data-Driven Compliance

Bayview Fund Management, LLC; Denver (CO); Hybrid; USD 82,000 - 95,000; Full time

Benefits offered by this job

Hybrid work schedule

Competitive compensation and benefits

Professional development support

Job summary

Oceanview Life and Annuity Company is seeking an Associate, Internal Auditor to join our growing Internal Audit team in Denver. The candidate will support control testing, process documentation, and risk identification across operational and regulatory areas.

The role emphasizes investigative and analytical skills to evaluate controls and improve business processes. Hybrid work with opportunities for growth and professional certification support are available.

Qualifications

• Bachelor’s degree in Finance, Accounting, Business, or related field.
• 3+ years of experience in compliance, risk management, audit, or financial investigations.
• Experience in financial services, trading surveillance, AML, or regulatory compliance strongly preferred.
• Professional certification (ACAMS, CPA, CIA) or progress toward certification is a plus.
• Strong analytical and critical thinking skills with attention to detail.
• Ability to communicate findings clearly in writing and verbally to stakeholders.
• Experience working with data, reporting tools, or process improvement initiatives is beneficial.

Responsibilities

• Assist in executing audits across the full lifecycle, including planning, fieldwork, testing, and reporting.
• Perform testing of internal controls to assess compliance with company policies, regulatory requirements, and frameworks such as the Model Audit Rule (MAR).
• Analyze transactional data, client activity, and operational processes to identify anomalies, risks, or control gaps.
• Prepare clear and well-documented workpapers that support audit findings and conclusions.
• Identify control weaknesses, compliance risks, and process improvement opportunities, and help develop practical recommendations.
• Collaborate with business units to gather information, understand processes, and support a smooth audit process.
• Support ongoing monitoring of regulatory changes and emerging risks, particularly within financial services and insurance.
• Contribute to data-driven audit techniques and continuous improvement of audit methodologies.

Skills

Compliance

Risk management

Auditing

Data analysis

Regulatory knowledge

Education

Bachelor’s degree in Finance, Accounting, Business, or related field

Tools

ACAMS

CPA

CIA

Job description

Oceanview Life and Annuity Company is seeking an Associate, Internal Auditor to join our growing Internal Audit team in Denver. The candidate will support control testing, process documentation, and risk identification across operational and regulatory areas.

The role emphasizes investigative and analytical skills to evaluate controls and improve business processes. Hybrid work with opportunities for growth and professional certification support are available.