A financial services organization is seeking a Compliance Officer to strengthen their compliance program and support responsible scaling. You will oversee regulatory requirements, conduct risk assessments, and develop policies. The ideal candidate has 3–5 years of compliance experience in financial services, with strong communication skills and a commitment to integrity. This role offers a competitive salary and benefits, promoting a balanced work-life culture.
Qualifications
At least 3–5 years of compliance experience in financial services.
Knowledge of regulatory requirements in Washington State.
Ability to explain complex requirements to various audiences.
Responsibilities
Develop and oversee the Compliance Management System (CMS).
Monitor regulatory changes and conduct risk assessments.
Build policies and perform internal reviews.
Skills
Strong grasp of financial institution regulations
Ability to interpret complex requirements
Effective communication with stakeholders
Education
Certification in compliance (NCCO, CRCM, CUCE)
Job description
A financial services organization is seeking a Compliance Officer to strengthen their compliance program and support responsible scaling. You will oversee regulatory requirements, conduct risk assessments, and develop policies. The ideal candidate has 3–5 years of compliance experience in financial services, with strong communication skills and a commitment to integrity. This role offers a competitive salary and benefits, promoting a balanced work-life culture.