Impactful Process Risk & Controls Leader

RSM US LLP; Melbourne (KY); On-site; USD 89,000 - 168,000; Full time

Job summary

RSM US LLP in the United States is seeking a Supervisor in the Process Risk and Controls Practice to lead client engagements in financial services, assess risks, and strengthen internal controls across engagements.

You will mentor teams, manage project budgets, draft deliverables, and apply COSO and IIA standards while collaborating with clients and internal stakeholders to deliver practical risk solutions.

Qualifications

• Minimum of 2 years of experience in compliance, audit, internal audit, or related internal control positions.
• Ability to travel to meet client needs and work collaboratively with others in-person and remotely.
• Openness to workday flexibility, agility, remote work environment, leveraging new tools.
• Effective communication skills, both verbally and in writing.
• Effective time management and prioritization skills.
• Established experience in multiple industries or subject-matter expertise in one specific industry.

Responsibilities

• Learn about the industries and clients that we serve in the middle market and leverage your understanding to become your clients’ trusted advisor
• Identify current and relevant financial services industry thought leadership and incorporate this into client service
• Independently implement and coach others on foundational industry policies, procedures, and work-programs
• Own process level client relationships and collaboration with external stakeholders
• Lead risk assessment management interviews and internal audit plan development
• Draft test plans or work programs for review by senior members of the team
• Create/review narratives or flowcharts for a process
• Identify and review all risks and controls for a process as needed
• Perform review of staff work for accuracy, completeness, and well-reasoned conclusions
• Manage budgets and provide accurate analysis of estimates to complete to engagement leader
• Prepare deliverable drafts
• Master and accurately explain or apply the following: IIA Professional Standards, Internal Methodology, Industry specific guidelines/requirements (as applicable), COSO 2013
• Have the ability to support multiple client projects simultaneously, while actively contributing to other firm initiatives
• Participate in relevant industry associations and events to develop and/or maintain industry focus and relationships

Skills

Auditing

Compliance

Risk management

Communication

Time management

Travel flexibility

Education

Bachelor’s or Master’s Degree in business, accounting or related discipline.

Job description

RSM US LLP in the United States is seeking a Supervisor in the Process Risk and Controls Practice to lead client engagements in financial services, assess risks, and strengthen internal controls across engagements.

You will mentor teams, manage project budgets, draft deliverables, and apply COSO and IIA standards while collaborating with clients and internal stakeholders to deliver practical risk solutions.