Hybrid Supervision Strategy Lead

Vanguard; Malvern (Chester County); Hybrid; USD 100,000 - 130,000; Full time

Job summary

A leading financial services firm is seeking a Supervision Program Strategist to enhance its supervisory framework. This role involves designing and executing strategic initiatives, collaborating with Compliance, Risk, Legal, and business stakeholders. The ideal candidate will have at least 8 years of experience in financial services, focusing on supervision and compliance, and must possess strong communication and project management skills. A hybrid working model is offered to support collaboration and flexibility.

Qualifications

• Minimum 8 years of experience in financial services, with at least 5 in supervision, compliance, or risk management roles.
• Demonstrated expertise in supervision program design, control implementation, and strategic execution.
• Active FINRA Series 7 and 24 required.

Responsibilities

• Assist with design and implementation of supervision initiatives.
• Help draft and maintain supervisory program documentation.
• Track industry trends, regulatory changes, and internal risk indicators.

Skills

Project management

Stakeholder engagement

Change leadership

Regulatory frameworks

Communication

Education

Bachelor's degree

Advanced degree (JD, MBA, or related field)

Job description

A leading financial services firm is seeking a Supervision Program Strategist to enhance its supervisory framework. This role involves designing and executing strategic initiatives, collaborating with Compliance, Risk, Legal, and business stakeholders. The ideal candidate will have at least 8 years of experience in financial services, focusing on supervision and compliance, and must possess strong communication and project management skills. A hybrid working model is offered to support collaboration and flexibility.