Hybrid Senior Compliance Risk Advisor Consumer & Operations

M&T Bank Corporation; Buffalo (NY); Hybride; USD 90 000 - 149 000; Plein temps

Résumé du poste

Provide guidance on complex operational regulatory compliance risk management activities to first line operations teams, producing materials for internal and external exams and supporting governance, risk, and compliance processes. Analyze state and federal regulations to determine relevance, and leverage risk management tools to improve risk awareness and decision making.

Act as a consultant to managers on compliance matters, maintain knowledge of laws and regulations, and ensure actions align

Qualifications

• Bachelor’s degree or equivalent work experience.
• Minimum five years’ relevant industry experience, to include one year of compliance experience.
• Juris Doctor (J.D.) preferred.

Responsabilités

• Serve as a primary consultant with managers of business units on business compliance matters
• Maintain current knowledge of applicable laws, regulations, regulatory guidance, and supervisory expectations relevant to assigned areas of responsibility, including federal and state financial operational regulatory requirements (e.g., Internal Revenue Code, Treasury Regulations, unclaimed property regulations)
• Manage the analysis and interpretation of Federal and State laws and regulations in conjunction with Compliance Risk Management and Legal to ensure consistency and actions consistent with M&T's risk appetite
• Apply governance, risk, and compliance concepts, practices, and procedures including regulatory change management, risk and compliance assessments, and the development and maintenance of governance documentation
• Support business line by providing technical compliance expertise in furthering business line initiatives, including the development and revamping of products, and resolving issues to ensure policies, procedures and controls result in material compliance.
• Ensure all activities are appropriately vetted and approved by Compliance Risk Management, Legal, and Regulatory Affairs, as appropriate
• Oversee the integrity of current compliance policies and procedures by managing periodic operational risk/compliance reviews of the business line activities
• Prepare and present updates and communication to various levels of management
• Escalate issues to management as appropriate
• Adhere to applicable compliance/operational risk controls in accordance with Company or regulatory standards and policies
• Identify opportunities for continuous improvement and develop recommendations for management on strategies to enhance process efficiency, effectiveness, and sustainability
• Promote an environment that supports belonging and reflects the M&T Bank brand
• Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by external regulators as applicable
• Complete other related duties as assigned

Connaissances

Compliance knowledge

Risk management

Regulatory knowledge

Project management

Formation

Bachelor’s degree or equivalent work experience

Minimum five years’ relevant industry experience, to include one year of compliance experience

Juris Doctor (J.D.) preferred

Description du poste

Provide guidance on complex operational regulatory compliance risk management activities to first line operations teams, producing materials for internal and external exams and supporting governance, risk, and compliance processes. Analyze state and federal regulations to determine relevance, and leverage risk management tools to improve risk awareness and decision making.

Act as a consultant to managers on compliance matters, maintain knowledge of laws and regulations, and ensure actions align