Hybrid Open Accounts Associate II: KYC & Compliance

Interactive Brokers; Chicago (IL); Hybrid; USD 55,000 - 75,000; Full time

Benefits offered by this job

Competitive salary

401(k) with company match

Health and wellness benefits

Daily lunch allowance

Education reimbursement

Job summary

Interactive Brokers is seeking an Open Accounts Associate II in Chicago, IL. This hybrid position requires reviewing client applications and ensuring compliance with KYC regulations. Candidates should have 1-3 years of experience and a Bachelor’s degree in finance, accounting, or economics.

The role involves collaboration with various departments to streamline processes and address client needs. Benefits include competitive salary, health coverage, and education reimbursement.

Qualifications

• 1-3 years of experience in a relevant field.
• Understanding of BSA/AML, USA PATRIOT Act, and OFAC principles.
• Self-motivated and able to handle tasks with minimal supervision.

Responsibilities

• Review and assess application documents for KYC sufficiency.
• Proactively work with compliance and sales teams to streamline onboarding.
• Guide applications through the approval process involving Compliance and FINRA.

Skills

1-3 years experience

Knowledge/Experience in Capital Markets

Understanding of BSA/AML principles

High degree of comfort with technology

Analytical and problem-solving skills

Excellent collaboration and communication skills

Education

Bachelor Degree in finance, accounting, or economics

Job description

Interactive Brokers is seeking an Open Accounts Associate II in Chicago, IL. This hybrid position requires reviewing client applications and ensuring compliance with KYC regulations. Candidates should have 1-3 years of experience and a Bachelor’s degree in finance, accounting, or economics.

The role involves collaboration with various departments to streamline processes and address client needs. Benefits include competitive salary, health coverage, and education reimbursement.