Hybrid Client Service Associate: Financial Planning

Threadneedle group

Scottsdale (AZ)

On-site

USD 55,000 - 75,000

Full time

5 days ago

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Job summary

Ameriprise Financial in Scottsdale, AZ is seeking a Registered Client Service Associate to support high-producing advisors by preparing portfolio materials, conducting investment research, and processing trades. You will help build financial plans and manage client interactions to strengthen relationships.

The role requires a Bachelor's degree, 3-5 years of experience, and licenses (Series 7, S63/S66, S65).

Qualifications

Bachelor's degree or equivalent required.
3–5 years relevant client service experience.
Series 7 or ability to obtain within 150 days.
State securities agent registration (S63 or S66) or ability to obtain within 150 days.
State IAR registration (S65 or S66) or ability to obtain within 150 days.
Life, Accident, and Health licenses or ability to obtain within 150 days.

Responsibilities

Assist advisor in servicing clients including preparing financial plans, conducting investment research and completing trades and transactions.
Prepare and summarize client meetings by scheduling and confirming meetings, enter data into contact manager, build the agenda and summary of meetings.
Prepare for and coordinate marketing events and prepare marketing compliance documentation.
Provide general administrative duties such as answering the advisor's phone, expense reports, client correspondence, and file setup.