Hybrid Brokerage Operations Leader | FINRA Licensed

CornerStone Professional Placement; Fort Worth (TX); Hybride; USD 77 000 - 95 000; Plein temps

Résumé du poste

CornerStone Professional Placement in Fort Worth, TX is seeking an experienced Brokerage Operations Manager to oversee daily brokerage operations and drive efficiency in a hybrid work environment.

The ideal candidate will hold FINRA Series 7 and Series 24 licenses (Series 63 may be required), with 5+ years in financial services and leadership experience. Starting salary is $86,000 per year, with compensation based on experience.

Qualifications

• 5+ years of experience in financial services, preferably within brokerage operations.
• 2-3 years of experience supervising, coaching, and developing a small to mid-sized team.
• FINRA Series 7 license required.
• FINRA Series 24 license required within 120 days of employment.
• Series 63 license may be required depending on responsibilities.
• Bachelor's degree in Finance, Economics, Business Administration, or related field preferred; equivalent experience considered.
• Strong understanding of brokerage operations, regulatory requirements, risk management, and financial transaction processing.
• Excellent leadership, communication, analytical, and problem-solving skills.
• Proficiency in Microsoft Office Suite; familiarity with Agile and/or Lean methodologies.
• Ability to manage competing priorities, resolve complex issues, and thrive in a fast-paced, highly collaborative environment.

Responsabilités

• Lead, coach, and develop a team of brokerage operations professionals while ensuring productivity, quality, and regulatory compliance.
• Oversee daily brokerage operations, including time-sensitive financial transactions, escalated issues, exception management, and risk mitigation.
• Establish performance expectations, monitor team metrics, and drive accountability for individual and departmental goals.
• Identify and implement process improvements to streamline workflows, enhance efficiency, and improve the client and advisor experience.
• Collaborate with Compliance, Customer Service, Financial Services, Technology, and leadership teams to resolve operational challenges.
• Develop training initiatives, maintain operational procedures, and support strategic projects focused on innovation and continuous improvement.

Connaissances

Leadership

Communication

Analytical thinking

Problem-solving

Regulatory knowledge

Risk management

Financial operations

Formation

Bachelor's degree in Finance, Economics, Business Administration, or related field

Outils

Microsoft Office Suite

Description du poste

CornerStone Professional Placement in Fort Worth, TX is seeking an experienced Brokerage Operations Manager to oversee daily brokerage operations and drive efficiency in a hybrid work environment.

The ideal candidate will hold FINRA Series 7 and Series 24 licenses (Series 63 may be required), with 5+ years in financial services and leadership experience. Starting salary is $86,000 per year, with compensation based on experience.