Hybrid AML & Compliance Manager — Funds

Transamerica; Baltimore (MD); Hybrid; USD 135,000 - 159,000; Full time

Benefits offered by this job

Comprehensive benefits package

Pension Plan

401k Match

Employee Stock Purchase Plan

Job summary

Transamerica Asset Management (TAM) is seeking a Compliance Manager / AML Officer to lead a robust anti-money laundering program and oversee service providers for TAM’s mutual funds and related products. The role supports multiple compliance programs to prevent violations of federal securities laws.

The position is hybrid and based in Denver, Baltimore, or Cedar Rapids, IA, with responsibilities spanning governance, policy development, and cross‑department collaboration to ensure alignment of

Qualifications

• Bachelor’s or advanced degree or equivalent experience.
• Experience with AML programs and regulatory compliance.
• 8+ years of mutual fund and investment adviser compliance experience.
• Excellent written and verbal communication skills; strong analytical abilities.
• Familiarity with Investment Company and Investment Advisers Acts and related rules.

Responsibilities

• Lead and maintain anti-money laundering program and oversight framework for TAM.
• Provide compliance oversight of Transfer Agent and other service providers.
• Oversee cross-departmental issue resolution and act as escalation point.
• Lead and maintain email supervision system and process.
• Review adviser and fund marketing materials and due diligence questionnaires.
• Develop policies and procedures related to TAM funds and services.
• Serve as SME on assigned compliance matters.
• Participate in governance committees and engage internal business partners.
• Develop relationships with sub-adviser firms and key service providers.
• Provide leadership to ensure alignment of compliance goals across departments.

Skills

AML program experience

Regulatory compliance

Written and verbal communication

Critical thinking

Analytical reasoning

Leadership

Office software proficiency

Education

Bachelor’s or advanced degree

Designations or equivalent experience

Tools

Microsoft Office

Job description

Transamerica Asset Management (TAM) is seeking a Compliance Manager / AML Officer to lead a robust anti-money laundering program and oversee service providers for TAM’s mutual funds and related products. The role supports multiple compliance programs to prevent violations of federal securities laws.

The position is hybrid and based in Denver, Baltimore, or Cedar Rapids, IA, with responsibilities spanning governance, policy development, and cross‑department collaboration to ensure alignment of