AML & Compliance Manager, Asset Management

Transamerica; Cedar Rapids (IA); Hybrid; USD 135,000 - 159,000; Full time

Benefits offered by this job

Pension Plan

401k Match

Employee Stock Purchase Plan

Tuition Reimbursement

Disability Insurance

Medical Insurance

Dental Insurance

Vision Insurance

Employee Discounts

Career Training & Development

Job summary

Transamerica Asset Management is seeking a Compliance Manager / AML Officer to lead the firm’s robust anti-money laundering program and oversee service providers for TAM’s mutual funds, ETFs, and accounts.

The role requires 8+ years in mutual fund compliance, strong communication, and leadership skills, with a Bachelor’s degree or equivalent. Hybrid schedule in Cedar Rapids, IA, Denver, or Baltimore is available.

Qualifications

• Bachelor’s or advanced degree(s) or equivalent experience.
• Experience with anti-money laundering programs and regulatory compliance.
• Minimum 8 years of mutual fund and investment adviser compliance experience.
• Knowledge of Investment Company and Investment Advisers Acts and rules.
• Excellent written and verbal communication skills.
• Strong analytical and problem-solving abilities.
• Ability to lead components of fund and adviser compliance programs.
• Proficient with Microsoft Office Suite and familiarity with Office 365.

Responsibilities

• Lead and maintain anti-money laundering program and oversight framework for investment companies.
• Provide structured compliance oversight of Transfer Agent and other service providers.
• Oversee cross-departmental issue resolution and escalation processes.
• Lead and maintain email supervision system.
• Review marketing materials and due diligence questionnaires for compliance.
• Develop and update policies and procedures for funds and TAM products.
• Serve as SME on compliance matters and participate in governance committees.
• Build relationships with internal partners and service providers.
• Provide leadership across departments to align compliance goals.

Skills

AML programs

Regulatory compliance

Investment rules knowledge

Transaction monitoring

Fraud prevention

Analytical skills

Communication skills

Leadership

MS Office

Office 365

Education

Bachelor’s or advanced degree

Tools

None

Job description

Transamerica Asset Management is seeking a Compliance Manager / AML Officer to lead the firm’s robust anti-money laundering program and oversee service providers for TAM’s mutual funds, ETFs, and accounts.

The role requires 8+ years in mutual fund compliance, strong communication, and leadership skills, with a Bachelor’s degree or equivalent. Hybrid schedule in Cedar Rapids, IA, Denver, or Baltimore is available.