Head of Governance & Conduct Compliance Officer

Madison-Davis, LLC; New York (NY); On-site; USD 190,000 - 230,000; Full time

Job summary

An international investment bank in New York is seeking a Head of Governance & Conduct Compliance Officer to supervise the compliance framework. The role includes managing committee operations and enhancing compliance standards. Candidates should have relevant experience in the financial services sector and demonstrate strong leadership skills. This full-time position follows a hybrid work model with 3 days in-office attendance.

Qualifications

• Experience supervising compliance governance frameworks.
• Ability to manage meetings and committee operations.
• Strong understanding of compliance standards in banking.

Responsibilities

• Supervise the Compliance governance framework.
• Serve as the secretary for Committees managed by US Compliance.
• Enhance awareness and adoption of compliance standards across the Bank.

Job description

Head of Governance & Conduct Compliance Officer

This range is provided by Madison-Davis, LLC. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.

Base pay range

$190,000.00/yr - $230,000.00/yr

International investment bank based in Midtown Manhattan, currently looking to bring on a "Head of Governance & Conduct Compliance Officer". This position follows a hybrid work model (3 days in-office per week).

Key Responsibilities

• Supervise the Compliance governance framework
• Serve as the secretary for Committees managed by US Compliance and be responsible for the scheduling, charter, presentation decks, minutes, and action follow-up of committee meetings
• Act as Compliance point of contact and respond requests/queries for all other Committees
• Enhance awareness and adoption of the compliance standards across the Bank
• Steer design, development, and management of periodic and ad-hoc Compliance reports/dashboards
• Manage the Bank’s Conduct program
• Identify opportunities to enhance the above framework

Seniority level

• Mid-Senior level

Employment type

• Full-time

Job function

• Finance, Analyst, and Other

Industries

• Financial Services, Banking, and Investment Banking