Governance Controls and Testing Manager

FalconX; New York (NY); On-site; USD 157,000 - 199,000; Full time

Benefits offered by this job

Performance linked bonus

Equity options

Competitive benefits package

Job summary

FalconX, based in New York, is seeking a Governance and Controls Testing Manager. This role focuses on developing robust governance controls and testing frameworks to ensure secure and compliant operations.

Ideal candidates will have over 7 years in governance, risk management, or compliance, with a strong understanding of regulatory requirements. The position offers a competitive salary between $157,000 and $199,000, along with additional benefits.

Qualifications

• 7+ years of experience in governance, risk management, compliance or audit roles within financial services.
• Strong understanding of regulatory requirements and best practices in governance and controls.
• Ability to work independently and lead initiatives to improve governance frameworks.

Responsibilities

• Design and implement testing frameworks for control to support risk management and compliance.
• Conduct regular reviews and audits of existing controls for effectiveness.
• Collaborate with Legal, Compliance, and Risk teams on governance framework elements.

Skills

Governance and risk management

Regulatory compliance

Analytical skills

Problem-solving

Communication

Education

Bachelor’s degree in Finance, Business Administration, or related field

Advanced degree or certifications (e.g., CPA, CISA)

Job description

FalconX is a pioneering team of operators, investors, and builders committed to revolutionizing institutional access to the crypto markets. Operating at the intersection of traditional finance and cutting‑edge technology, FalconX addresses the industry's foremost challenges: navigating the digital asset market can be complex and fragmented, with limited products and services that support trading strategies, structures, and liquidity found in conventional financial markets. As a comprehensive solution for all digital asset strategies from start to scale, FalconX operates as the connective tissue empowering clients with seamless navigation through the ever‑evolving cryptocurrency landscape.

Impact

The Governance and Controls Testing Manager will be instrumental in developing and maintaining robust governance control and testing frameworks to ensure FalconX’s operations are secure, compliant, and efficient.

Responsibilities

• Design and implement testing frameworks for control to support risk management and compliance operational effectiveness.
• Conduct regular reviews and audits of existing controls to ensure effectiveness and compliance with regulatory standards.
• Collaborate with Legal, Compliance, and Risk teams to manage Compliance governance framework elements including global risk appetite, control inventory, response findings, regulatory changes, and emerging risks.
• Prepare detailed reports on governance performance and present findings to senior management.
• Identify opportunities for process improvements and automation in governance controls.

Success

• Contribute to building robust in‑house Compliance governance and risk management capabilities for derivatives trading and other key products offering globally, streamlining processes, and ensuring accurate risk information is available to all stakeholders.
• Demonstrate passion for working in a dynamic business environment, with enthusiasm to learn and grow within the digital assets industry.
• Collaborate effectively with all teams to achieve optimal financial outcomes for the organization.
• Exhibit strong multitasking abilities, work efficiently under pressure, prioritize tasks, and manage workload to meet internal needs.

Required Qualifications

• Bachelor’s degree in Finance, Business Administration, or related field; advanced degree or certifications (e.g., CPA, CISA) preferred.
• 7+ years of experience in governance, risk management, compliance or audit roles within financial services with testing experience preferred.
• Strong understanding of regulatory requirements and best practices in governance and controls.
• Excellent analytical, problem‑solving, and communication skills.
• Ability to work independently and lead initiatives to improve governance frameworks.

Preferred Qualifications

• Prior experience in the cryptocurrency market is advantageous but not required.

Compensation

The base pay for this role is expected to be between $157,000 and $199,000 in the New York City Area. This expected base pay range is based on information at the time this post was generated. This role will also be eligible for other forms of compensation such as a performance linked bonus, equity, and a competitive benefits package. Actual compensation for a successful candidate will be determined based on a number of factors such as location, skill set, experience, qualifications and the level at which the candidate is hired.

Notice at Collection and Privacy Policy

Applicants located in California and/or applying to a role based in California, please refer to our Notice at Collection and Privacy Policy.

Inclusivity Statement

FalconX is committed to building a diverse, inclusive, equitable, and safe workspace for all people. Our roles are intended for people from all walks of life. We encourage all those interested in applying to our organization to submit an application regardless if you are missing some of the listed background requirements, skills, or experiences!

Equal Employment Opportunity Statement

FalconX is an equal opportunity employer and will not discriminate against an applicant or employee based on race, color, religion, national origin, ancestry, ethnicity, sex (including gender, pregnancy, sexual orientation, and gender identity), age, physical or mental disability, veteran or military status, genetic information, citizenship, or any other legally‑recognized protected basis under federal, state, or local law.

Applicants with disabilities may be entitled to reasonable accommodation under the Americans with Disabilities Act and other applicable state or local laws. A reasonable accommodation is a change in the way things are normally done which will ensure an equal employment opportunity without imposing undue hardship on FalconX. Please inform FalconX’s People team at [e-mail] if you need assistance with participating in the application process.