Global Wealth Compliance Leader

ACCA Careers; Chicago (IL); On-site; USD 172,000 - 301,000; Full time

Job summary

Northern Trust is seeking a Global Head of Wealth Compliance to lead the compliance strategy for the firm's wealth management business. This senior role requires deep regulatory expertise, risk management, and the ability to influence executives globally.

You will oversee a distributed team, ensure regulatory alignment, and protect clients and the firm. The successful candidate will have 15+ years in compliance, strong leadership, and a track record of managing complex regulatory programs across

Qualifications

• 15+ years of progressive compliance experience across wealth and investment management.
• Deep knowledge of global regulatory frameworks (SEC, FRB, FCA, PRA, MAS).
• Proven ability to influence regulators, boards, and executive leadership.
• Excellent strategic thinking, analytical skills, and judgement.

Responsibilities

• Lead and execute the compliance strategy for Global Wealth, aligning with business objectives and regulatory expectations.
• Provide forward‑looking guidance on regulatory change and emerging risk trends.
• Oversee end‑to‑end wealth compliance program, including AML, sanctions, and conduct risk.
• Partner with senior leaders across the enterprise to implement the Wealth Compliance Program.
• Advise on new initiatives, product approvals, onboarding models, and regulatory reporting.

Skills

Compliance leadership

Regulatory expertise

Stakeholder management

Risk management

Regulatory reporting

Executive communication

Education

Bachelor's degree

JD / MBA / CAMS preferred

Job description

Northern Trust is seeking a Global Head of Wealth Compliance to lead the compliance strategy for the firm's wealth management business. This senior role requires deep regulatory expertise, risk management, and the ability to influence executives globally.

You will oversee a distributed team, ensure regulatory alignment, and protect clients and the firm. The successful candidate will have 15+ years in compliance, strong leadership, and a track record of managing complex regulatory programs across