Global Markets Audit: Data-Driven, Tech-Savvy Associate

HW3; New York (NY); On-site; USD 110,000 - 140,000; Full time

Job summary

HW3, a leading financial institution, is seeking an Associate for its Global Markets Internal Audit team in New York. The role blends traditional audit with data analytics to evaluate risks, automate testing, and strengthen audit effectiveness across trading businesses.

You will execute risk-based audits, use Python/SQL for analysis, and collaborate with Front Office, Risk, Technology, Compliance, and Finance.

Qualifications

• Internal Audit experience within investment banking or capital markets.
• Exposure to Sales & Trading, Market Risk, Product Control, or related Global Markets functions.
• Strong analytical skills with experience using Python and/or SQL.
• Knowledge of data visualization tools (Power BI, Tableau, Qlik, etc.) is a plus.
• Interest in leveraging technology and AI to improve audit processes.

Responsibilities

• Execute risk-based audits across Global Markets businesses.
• Utilize data analytics and automated testing to identify risks and control weaknesses.
• Partner with stakeholders across Front Office, Risk, Technology, Compliance, and Finance.
• Perform continuous monitoring and contribute to innovative audit initiatives.
• Present findings and recommendations to senior management.

Skills

Python

SQL

Data analytics

Tools

Power BI

Tableau

Job description

HW3, a leading financial institution, is seeking an Associate for its Global Markets Internal Audit team in New York. The role blends traditional audit with data analytics to evaluate risks, automate testing, and strengthen audit effectiveness across trading businesses.

You will execute risk-based audits, use Python/SQL for analysis, and collaborate with Front Office, Risk, Technology, Compliance, and Finance.