Global Financial Crimes Investigator – AML & SAR Expert

Bank of America; Pennington (NJ); In loco; USD 95.000 - 150.000; Tempo pieno

Descrizione del lavoro

Bank of America is seeking a Global Financial Crimes Compliance Investigator to conduct end-to-end investigations across lines of business, including Special Investigations, Global Markets, or Global Wealth and Investment Management. You will prepare SARs and report findings to senior stakeholders to mitigate risks.

The role requires five or more years of experience, strong knowledge of securities and money-laundering controls, and collaboration with GFCC teams and front-line units.

Competenze

• Minimum of five years of relevant experience.
• Understanding of Retail Brokerage Products and Services (Equities, Fixed Income, Securitized Products, Mutual Funds).
• FINRA Securities Essential Exam / FINRA Series 7, Series 6 or relevant back office experience.
• Suspicious Activity Reporting (SAR) experience.
• Stakeholder management across FLU, Controls, Risk.
• Understanding of FINRA/SEC rules and regulations.

Mansioni

• Completes investigations while overseeing cases to meet closure and quality metrics.
• Completes SARs in a timely and accurate manner for regulators and law enforcement.
• Reports facts of the investigation to senior stakeholders and partners with GFCC management to resolve issues.
• Performs quality control, training, and guidance related to investigations.

Conoscenze

Fraud Management

Risk Management

Data Analysis

Regulatory Compliance

Investigation Management

Written Communications

Critical Thinking

Coaching

Stakeholder Management

Formazione

Bachelor's Degree

CAMS

Descrizione del lavoro

Bank of America is seeking a Global Financial Crimes Compliance Investigator to conduct end-to-end investigations across lines of business, including Special Investigations, Global Markets, or Global Wealth and Investment Management. You will prepare SARs and report findings to senior stakeholders to mitigate risks.

The role requires five or more years of experience, strong knowledge of securities and money-laundering controls, and collaboration with GFCC teams and front-line units.