Global Derivatives Compliance Lead

Okx

United States

Remote

USD 190,000 - 260,000

Full time

2 days ago
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Benefits offered by this job

Competitive total compensation package
Education subsidy and growth programs
Team building programs

Job summary

OKX is seeking a Senior Compliance Officer to lead our global derivatives trade and transaction reporting across multiple regimes (CFTC Part 45, MiFIR, EMIR, UK MiFIR/EMIR, ASIC). You’ll define scope, oversee submissions, and build a robust framework with Legal, Engineering, and Data teams, ensuring timely, complete, and regulator-ready reports.

This is a hands-on leadership role guiding a growing team. You will collaborate with Trading, Product, and Compliance to manage changes, back-reporting,

Qualifications

  • 7+ years in trade reporting, transaction reporting, or regulatory reporting at a financial venue
  • Deep knowledge of at least two regimes (CFTC, MiFIR, EMIR, UK MiFIR/UK EMIR, ASIC)
  • Ability to interrogate large datasets and explain requirements to engineers
  • Experience building or improving a reporting framework with controls and remediations
  • Judgment to escalate and lead delivery across teams

Responsibilities

  • Interpret and apply derivatives and transaction reporting rules across global regimes
  • Own and maintain reporting scoping and eligibility at entity/product/transaction level
  • Oversee daily reporting process and monitor submissions against deadlines
  • Reconcile reported activity to trading records and regulator data
  • Define and maintain reporting data specifications with Engineering and Data
  • Build and run the control framework for completeness, accuracy, timeliness
  • Drive reporting readiness for new products/entities and regulatory changes
  • Escalate material issues and support regulator inquiries with complete records
  • Manage relationships with data repositories and reporting vendors
  • Lead a small compliance team and coordinate with local leads
  • Support independent testing by Compliance, Risk, and Internal Audit

Skills

Regulatory reporting
Derivatives lifecycle
Data analysis
Leadership
Independent judgment

Education

Finance / Economics / Law / Data Science / CS degree

Tools

SQL
Databricks
Python

Job description

OKX is seeking a Senior Compliance Officer to lead our global derivatives trade and transaction reporting across multiple regimes (CFTC Part 45, MiFIR, EMIR, UK MiFIR/EMIR, ASIC). You’ll define scope, oversee submissions, and build a robust framework with Legal, Engineering, and Data teams, ensuring timely, complete, and regulator-ready reports.

This is a hands-on leadership role guiding a growing team. You will collaborate with Trading, Product, and Compliance to manage changes, back-reporting,

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