Global Compliance Testing Analyst

The Goldman Sachs Group; Salt Lake City (UT); On-site; USD 90,000 - 130,000; Full time

Job summary

The Goldman Sachs Group, Inc. is seeking a Compliance Testing Group professional to design and execute testing that assesses adherence to laws, regulations and firm policies, identify risks, and strengthen controls across the firm’s divisions and client activities.

Based in Salt Lake City or remote in the region, the role requires a bachelor’s degree and strong analytical, interviewing, and communication skills.

Qualifications

• Bachelor's Degree
• Broad knowledge of financial products, markets, and laws/regulations (FINRA/SEC)
• Excellent interview, presentation, written communication, time management, and analytical skills
• Integrity, motivation, intellectual curiosity, and enthusiasm

Responsibilities

• Propose methods of testing and execute plans discussed with a team leader
• Gather data, perform analyses, and document results
• Identify potential compliance, conduct, and reputational risks, and elevate appropriately
• Multi-task on several reviews with different individuals
• Leverage strong communication to interact with Compliance and senior management
• Team with colleagues globally to share findings and refine processes

Skills

Regulatory knowledge

Analytical skills

Interviewing skills

Communication skills

Integrity

Education

Bachelor's Degree

Tools

Business Intelligence tools

AI tools

Job description

The Goldman Sachs Group, Inc. is seeking a Compliance Testing Group professional to design and execute testing that assesses adherence to laws, regulations and firm policies, identify risks, and strengthen controls across the firm’s divisions and client activities.

Based in Salt Lake City or remote in the region, the role requires a bachelor’s degree and strong analytical, interviewing, and communication skills.