General Counsel - Growing Financial Institution

Larson Maddox

St. Louis (MO)

Sur place

USD 180 000 - 320 000

Plein temps

Il y a 16 heures
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Résumé du poste

Larson Maddox seeks a General Counsel & Corporate Secretary to serve as a strategic advisor to executive leadership, overseeing the legal function, governance framework, and risk management across a diversified financial services platform.

The successful candidate will partner with senior executives to provide practical legal guidance, manage regulatory risk, support M&A and strategic initiatives, and uphold robust governance and compliance across the enterprise.

Qualifications

  • J.D. degree from an accredited law school.
  • Active state bar admission in the U.S.
  • 8+ years of relevant legal experience in financial services or regulated industries.

Responsabilités

  • Serve as principal legal advisor to executive leadership on corporate, regulatory, governance, and business matters.
  • Draft, review, and negotiate a broad range of commercial agreements and strategic partnerships.
  • Lead corporate governance and corporate secretary functions, including board support and entity management.
  • Support board meetings with governance materials and follow-up actions.
  • Oversee regulatory filings, risk management initiatives, and enterprise risk oversight.
  • Partner with compliance on regulatory matters and privacy, IP, and data security.
  • Manage relationships with outside counsel and external service providers.
  • Support M&A, strategic initiatives, and corporate restructurings.

Connaissances

Executive communication
Strategic counsel
Risk management
Negotiation
Legal drafting
Regulatory compliance
Contract negotiation
Governance

Formation

J.D. degree

Outils

Contract management

Description du poste

A leading and growing financial services institution is seeking an experienced General Counsel & Corporate Secretary to serve as a key strategic advisor to executive leadership. This role will oversee the organization's legal function, corporate governance framework, and enterprise risk management initiatives while supporting continued growth across a diversified financial services platform.

The successful candidate will partner closely with senior executives and business leaders to provide practical legal guidance, support strategic decision-making, manage legal and regulatory risk, and maintain strong governance practices across the enterprise.

Key Responsibilities
  • Serve as the principal legal advisor to executive leadership on corporate, regulatory, governance, employment, contractual, and business matters.
  • Provide practical, business-oriented legal counsel that balances risk management with commercial objectives.
  • Draft, review, and negotiate a broad range of commercial agreements, strategic partnerships, vendor contracts, employment-related agreements, confidentiality agreements, and other business documentation.
  • Lead corporate governance and corporate secretary functions, including board support, entity management, resolutions, policies, and corporate record maintenance.
  • Support board and committee meetings through preparation of materials, governance documentation, and follow-up actions.
  • Maintain corporate records and oversee legal entity management, including annual filings, regulatory requirements, and corporate maintenance activities.
  • Partner with compliance and business leaders on regulatory matters and enterprise risk management initiatives.
  • Advise on employment law matters, internal investigations, policy development, and workplace compliance issues.
  • Manage relationships with outside counsel and external service providers.
  • Support mergers, acquisitions, strategic initiatives, business expansion efforts, and corporate restructuring activities.
  • Identify legal and regulatory risks and develop practical mitigation strategies.
  • Enhance internal governance processes, legal policies, and contract management practices.
  • Provide guidance on data privacy, cybersecurity, intellectual property, marketing, and related business matters.
  • Oversee litigation, disputes, regulatory inquiries, and other legal proceedings as necessary.
  • Foster a culture of compliance, integrity, accountability, and sound corporate governance.
Qualifications
  • Juris Doctor (J.D.) from an accredited law school.
  • Active membership in good standing with at least one U.S. state bar.
  • 8+ years of relevant legal experience, ideally including a combination of law firm and in-house experience.
  • Experience supporting organizations within financial services, banking, asset management, wealth management, insurance, real estate, or other regulated industries.
  • Strong knowledge of corporate governance, commercial contracts, employment law, regulatory compliance, litigation management, and risk mitigation.
  • Demonstrated ability to provide strategic legal counsel to executive leadership and senior stakeholders.
  • Exceptional drafting, negotiation, and analytical skills.
  • Excellent written and verbal communication abilities.
  • Proven ability to manage multiple priorities and complex matters in a fast-paced environment.
  • High level of professionalism, business judgment, discretion, and integrity.
Preferred Attributes
  • Executive presence and strong stakeholder management skills.
  • Strategic, solutions-oriented mindset with the ability to operate both strategically and tactically.
  • Strong business acumen and commercial awareness.
  • Ability to influence and collaborate across diverse business functions.
  • Entrepreneurial approach and comfort working within a dynamic, growth-oriented environment.
  • Commitment to excellence, sound judgment, and strong governance practices.
  • Comprehensive health and wellness benefits.
  • Retirement savings and financial planning programs.
  • Flexible and collaborative work environment.
  • Opportunity to work directly with senior leadership and influence enterprise-wide strategy.
  • Significant visibility and impact within a growing financial services organization.
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