Futures Trade Surveillance & Compliance Associate

Societe Generale; New York (NY); On-site; USD 80,000 - 110,000; Full time

Benefits offered by this job

401(k) plan with company match

Medical/dental/vision benefits

Annual discretionary bonus

Job summary

Societe Generale Americas Compliance department is seeking an experienced professional to support trade surveillance and regulatory compliance activities in a dynamic environment. The role focuses on futures and fixed income while ensuring adherence to applicable laws and internal policies.

You will review alerts, assist in control development, and contribute to reporting. Strong analytical, research, and communication skills are essential for success in this team-oriented setting.

Qualifications

• 2-5 years of experience in Trade Surveillance, Compliance, Front Office Trading or Financial Services.
• Strong knowledge of regulations related to Banking, Broker-Dealer and Futures Commission Merchant activity.
• Excellent research, analytical and written/verbal communication skills.

Responsibilities

• Review trade surveillance alerts and escalate issues to stakeholders for investigation and resolution.
• Participate in development, testing and implementation of new and existing Trade Surveillance controls.
• Perform user acceptance and reasonability testing of Trade Surveillance controls.
• Contribute to management metrics and reporting.
• Participate in regional and global compliance initiatives and investigations.

Skills

Trade Surveillance

Compliance

Futures

Fixed Income

Excel

Word

PowerPoint

Attention to detail

Independent work

Communication skills

Tools

Excel

Word

PowerPoint

Job description

Societe Generale Americas Compliance department is seeking an experienced professional to support trade surveillance and regulatory compliance activities in a dynamic environment. The role focuses on futures and fixed income while ensuring adherence to applicable laws and internal policies.

You will review alerts, assist in control development, and contribute to reporting. Strong analytical, research, and communication skills are essential for success in this team-oriented setting.