Senior Trade Compliance & Surveillance Lead

MyFunded Futures; United States; Híbrido; USD 120.000 - 210.000; Jornada completa

Descripción de la vacante

My Funded Futures is seeking an experienced Trade Conduct Compliance Officer to serve as the firm's primary SME on trading surveillance, market conduct, and exchange-level compliance obligations across prop trading and IB activities in the U.S.

The role requires deep fluency in futures trading mechanics, experience with CFTC/NFA rules, and collaboration with Technology, Risk, and Business Conduct to maintain robust controls and support regulatory examinations.

Formación

• 5+ years of compliance, market regulation, or surveillance experience within a regulated environment.
• Strong technical understanding of futures and options on futures products.
• Hands-on experience with trade surveillance systems and alert triage workflows.
• Familiarity with CAT reporting, Large Trader Reporting (CFTC Parts 17/18), and CFTC Form 40 obligations.
• Series 3 (National Commodity Futures Examination) — active registration required.
• Demonstrated ability to conduct and document trading investigations in a regulatory context.

Responsabilidades

• Design, operate, and enhance the firm's trade surveillance program; cover manipulative trading practices.
• Monitor proprietary trading and IB-introduced order flow for compliance with CFTC rules and DCMs.
• Review alerts; triage, investigate, and document findings with escalation.
• Maintain surveillance logs and investigation records for NFA examiners.
• Liaise with FCM and exchange surveillance in inquiries and audits.

Conocimientos

5+ years compliance experience

Futures & derivatives knowledge

NFA/CFTC regulations

Trade surveillance systems

Pre-trade & post-trade controls

Investigative skills

Python/SQL for data analysis

Educación

Series 3

Series 30

Herramientas

Python

SQL

Descripción del empleo

My Funded Futures is seeking an experienced Trade Conduct Compliance Officer to serve as the firm's primary SME on trading surveillance, market conduct, and exchange-level compliance obligations across prop trading and IB activities in the U.S.

The role requires deep fluency in futures trading mechanics, experience with CFTC/NFA rules, and collaboration with Technology, Risk, and Business Conduct to maintain robust controls and support regulatory examinations.