Funds Compliance VP — Real-Time Monitoring & Advisory

AQR Capital Management; Greenwich (CT); On-site; USD 150,000 - 175,000; Full time

Benefits offered by this job

Bonus potential

Comprehensive benefits

401(k)

Job summary

AQR Capital Management is seeking a Compliance professional with 3–6 years of investment or trading compliance experience to join the Compliance Department in Greenwich, CT. The role focuses on monitoring adherence to funds, client guidelines, and regulatory requirements.

You will draft policies, work closely with Portfolio Managers and Traders, and advise teams on compliance with applicable laws and regulations. A Bachelor's degree and familiarity with major compliance tools are required.

Qualifications

• 3–6 years of investment or trading compliance experience.
• Understanding of the Investment Advisers Act of 1940 and related regulations.
• Wamiliarity with multiple asset classes and derivatives.

Responsibilities

• Monitor adherence to registered products and client guidelines.
• Draft, edit, and analyze policies to respond to regulatory changes.
• Collaborate with Portfolio Managers and Traders to provide compliance guidance.
• Research and advise on compliance with applicable investment and trading laws.
• Implement and refine monitoring measures to address issues in real time.

Skills

Investment compliance experience

Analytical thinking

Education

Bachelor's degree in relevant field

Tools

Bloomberg

Aladdin

Charles River

Sentinel

Job description

AQR Capital Management is seeking a Compliance professional with 3–6 years of investment or trading compliance experience to join the Compliance Department in Greenwich, CT. The role focuses on monitoring adherence to funds, client guidelines, and regulatory requirements.

You will draft policies, work closely with Portfolio Managers and Traders, and advise teams on compliance with applicable laws and regulations. A Bachelor's degree and familiarity with major compliance tools are required.