First Compliance Lead - Build Banking Compliance Program

CTB1LLC, a boutique talent and placement company; New York (NY); On-site; USD 150,000 - 200,000; Full time

Job summary

A leading conversational AI platform is seeking a Compliance Lead to establish their compliance function. This pivotal role requires 8+ years in compliance, particularly within banking. You will guide some of the largest regulated customers through compliance reviews. Ideal candidates should possess leadership skills, a quick-moving mindset, and experience in a startup environment. The position is based in New York City with a high-collaboration office setting.

Qualifications

• 8+ years of experience in compliance, ideally in banking or financial institutions.
• Comfortable leading compliance conversations with enterprise customers.
• Embrace a scrappy, entrepreneurial mindset.

Responsibilities

• Build the compliance function from the ground up.
• Guide regulated customers through compliance reviews.
• Ensure confidence in partnership with major banks.

Skills

Compliance expertise in financial institutions

Leadership in compliance conversations

Ability to prioritize and move quickly

Startup experience

Job description

A leading conversational AI platform is seeking a Compliance Lead to establish their compliance function. This pivotal role requires 8+ years in compliance, particularly within banking. You will guide some of the largest regulated customers through compliance reviews. Ideal candidates should possess leadership skills, a quick-moving mindset, and experience in a startup environment. The position is based in New York City with a high-collaboration office setting.