Fintech Compliance & Risk Manager (Remote)

TenOneTen

San Francisco, Northern (CA, KY)

Hybrid

USD 100,000 - 140,000

Full time

5 days ago

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Benefits offered by this job

Flexible vacation

Medical insurance

Dental insurance

Vision insurance

Retirement options

Disability insurance

Life insurance

FSA

Parental leave

Volunteer time off

Voting time off

Wellness platform

Discount program

Job summary

TrueML is seeking a Manager, Compliance & Risk to serve as the operational backbone of our Legal, Audit & Compliance team. You will lead CMS operations, risk assessments, audits, DDQs and KYB workflows while ensuring our AI-driven SaaS platform meets top regulatory standards.

You will supervise a team of compliance specialists and analysts, mentor staff, manage SLAs, and administer GRC tools (Jira Service Management, AuditBoard, Confluence, Responsive), delivering KPI dashboards to executives.

Qualifications

5+ years of progressive compliance, risk, or audit experience in fintech, SaaS, or financial services.
3+ years of direct people management.
Deep understanding of consumer financial protection regulations (FDCPA, TCPA, GLBA, Reg F, BSA/AML) and payment/banking standards (Nacha, PCI-DSS).

Responsibilities

Lead daily operations of the Compliance Management System (CMS) and maintain the risk/controls library in the GRC platform.
Coordinate end-to-end audits and client DDQs, overseeing certifications (ISO 27001, PCI-DSS).
Manage compliance for Payment Portal, supervising KYB onboarding and transaction monitoring.
Execute continuous monitoring across regulatory frameworks and validate root-cause corrective actions.
Directly supervise and mentor compliance specialists and analysts, ensuring SLAs are met.
Administer GRC tools and maintain executive KPI/KRI dashboards.