Financial Services Regulatory Risk Associate

RSM; Chicago (IL); On-site; USD 69,000 - 82,000; Full time

Job summary

RSM is seeking a Risk Consulting - Regulatory Compliance Associate to work on projects for major financial services institutions, gaining hands-on exposure with leaders and business owners. You will support AML, consumer compliance testing, and regulatory validation efforts while developing technical regulatory skillsets.

This role offers travel across the U.S. and opportunities to influence client outcomes.

Qualifications

• Bachelor's degree required in a related field
• Must be able to travel locally and nationally 40% of the time - including overnight travel
• Minimum 3.0 GPA preferred

Responsibilities

• Work individually and/or as part of a team to execute various projects related to Compliance, Risk and Controls, Financial Crime, Consumer Compliance testing activities for financial institutions of all sizes and complexities.
• Identify areas of non‑compliance with various financial laws and regulations and provide actionable recommendations.
• Demonstrate an ability to work collaboratively across multiple external and internal initiatives to achieve stated goals and timelines.
• Provide quality and accurate work products.
• Develop technical skillsets across various regulatory, compliance and financial crime related topics.
• Identify areas to improve and bring efficiency to testing techniques.
• Contribute to strong client relationships through positive client support and sound expertise.
• Use straightforward communication when providing testing results to internal and external parties.
• Seek and embrace opportunities to provide and receive actionable feedback.

Skills

Excellent communication

Multi-tasking

Project management

Teamwork

Integrity

Education

Bachelor's degree in Business Administration, Finance, Computer Science, Statistics, or related field

Tools

MS Office

Job description

RSM is seeking a Risk Consulting - Regulatory Compliance Associate to work on projects for major financial services institutions, gaining hands-on exposure with leaders and business owners. You will support AML, consumer compliance testing, and regulatory validation efforts while developing technical regulatory skillsets.

This role offers travel across the U.S. and opportunities to influence client outcomes.