Financial Services Internal Audit & Controls Manager

Baker Tilly (US); Tennessee; On-site; USD 107,000 - 170,000; Full time

Job summary

Baker Tilly is seeking an experienced Financial Institutions Internal Audit & Controls Manager to join its Risk Advisory practice. You will help clients assess risks, implement controls, and advance governance, IT and cybersecurity practices across financial services.

You will work with senior management, lead engagements, and mentor teams while expanding your expertise in ERM, SOX and regulatory controls to drive value for clients and the firm.

Qualifications

• 4 year degree.
• Five (5) years of experience.
• CPA or CIA designation preferred.
• Experience in risk advisory, internal/audit and SOX/FDICIA.

Responsibilities

• Work closely with client executives to identify and manage financial and operational risks.
• Develop knowledge of clients' businesses and industries through direct interaction.
• Provide strategic advice by implementing new processes and controls addressing key risks.
• Assess and optimize risk across operational audit, ERM and SOX compliance.
• Review processes and controls against frameworks, identify gaps and communicate findings.
• Draft executive summaries and engagement documentation per audit methodologies.
• Build client relationships and deliver superior service throughout engagements.
• Assist with staffing, billing, and ensuring profitability targets are met.

Skills

Internal audit

Risk assessment

SOX compliance

Financial services experience

Education

Bachelor's degree in accounting or finance

CPA or CIA designation

Job description

Baker Tilly is seeking an experienced Financial Institutions Internal Audit & Controls Manager to join its Risk Advisory practice. You will help clients assess risks, implement controls, and advance governance, IT and cybersecurity practices across financial services.

You will work with senior management, lead engagements, and mentor teams while expanding your expertise in ERM, SOX and regulatory controls to drive value for clients and the firm.