Financial Services Enforcement & Investigations Associate

IDEX Consulting Ltd; New York (NY); On-site; USD 180,000 - 280,000; Full time

Job summary

A leading New York law firm seeks a mid- to senior-level Associate with 5–7 years of experience to join its Financial Services Regulatory Enforcement practice. The role involves representing financial institutions, fintechs, and other regulated entities in government investigations, regulatory enforcement matters, and related compliance work.

The ideal candidate will have a J.D. from an accredited law school and active state bar admission or eligibility, with strong analytical, research,

Qualifications

• J.D. from an accredited law school is required.
• Active state bar admission or eligibility for admission is required.
• 5–7 years of experience in regulatory enforcement, investigations, or related litigation.

Responsibilities

• Represent financial institutions, fintechs, and other regulated entities in government investigations and regulatory enforcement matters.
• Draft regulatory submissions and advocacy materials.
• Advise clients on regulatory risk and support enforcement-related litigation.
• Respond to government inquiries, subpoenas, and regulatory examinations.
• Conduct internal investigations and translate complex regulatory issues into practical guidance.

Skills

Regulatory enforcement

Investigations

Regulatory litigation

Legal writing

Education

J.D. degree

Job description

A leading New York law firm seeks a mid- to senior-level Associate with 5–7 years of experience to join its Financial Services Regulatory Enforcement practice. The role involves representing financial institutions, fintechs, and other regulated entities in government investigations, regulatory enforcement matters, and related compliance work.

The ideal candidate will have a J.D. from an accredited law school and active state bar admission or eligibility, with strong analytical, research,