Financial Planning and Client Service Path to Advisor

LAKE RIDGE BANK; Monona (WI); On-site; USD 45,000 - 65,000; Full time

Job summary

Lake Ridge Bank in Monona, WI seeks a Financial Planning & Client Service Coordinator to support our Financial Advisors with client service, planning, and relationship management. You will prepare materials, maintain files, and help advance client plans toward licensed advisory roles.

You'll gain exposure to wealth management processes, participate in meetings, and work toward CFP®, SIE, Series 7/66, and Life & Health licenses within one year.

Qualifications

• Bachelor’s degree in Finance, Business, Accounting, Economics or related field.
• Strong communication, analytical, and organizational skills.
• Proficiency in Microsoft Office and aptitude for learning financial software systems.
• Exceptional attention to detail, professionalism, and initiative.
• Commitment to pursuing industry licenses within one year.

Responsibilities

• Serve as primary contact for clients, delivering timely, professional service.
• Prepare client meeting materials including plans, reports, and packets.
• Maintain accurate, compliant client files and up-to-date documentation.
• Monitor accounts for changes or unusual activity and follow up.
• Assist Advisors in developing and implementing client financial plans.
• Support proposal prep, investment research, and report generation.
• Attend client meetings, take notes, and track action items.
• Engage with Wealth Management Planning Group to grow knowledge.
• Pursue CFP® designation and licenses within one year.
• Participate in onboarding new clients and cross-selling opportunities.
• Represent the bank at community events and trainings.

Skills

communication

analytical

organizational

Microsoft Office

financial software

attention to detail

initiative

Education

Bachelor’s degree in Finance, Business, Accounting, Economics or related field

Bachelor’s degree in Finance or Personal Finance (preferred)

Tools

LPL platforms

Financial planning tools

Microsoft Office

Job description

Lake Ridge Bank in Monona, WI seeks a Financial Planning & Client Service Coordinator to support our Financial Advisors with client service, planning, and relationship management. You will prepare materials, maintain files, and help advance client plans toward licensed advisory roles.

You'll gain exposure to wealth management processes, participate in meetings, and work toward CFP®, SIE, Series 7/66, and Life & Health licenses within one year.