Financial Marketing Compliance Specialist

Axiom Law; Chicago (IL); Hybrid; USD 34,000 - 62,000; Part time

Benefits offered by this job

Health insurance

Paid holidays and PTO

Flexible work arrangements

Professional development opportunities

Job summary

Axiom seeks a Marketing Review Specialist to support a financial services client by reviewing marketing materials and client communications for regulatory compliance. The role involves regulatory research, guidance to internal teams, and collaboration across stakeholders to ensure compliant marketing practices.

The position is hybrid in Chicago, IL and part-time, offering opportunities to leverage financial services expertise while navigating evolving regulatory expectations.

Qualifications

• FINRA Series 24 license required.
• Experience reviewing marketing materials and client correspondence.
• Strong understanding of regulatory requirements governing financial services marketing and communications.

Responsibilities

• Review marketing materials and client communications for regulatory compliance.
• Conduct regulatory research related to financial services marketing and communications.
• Advise internal stakeholders on marketing review requirements and compliance considerations.
• Collaborate with business teams to provide practical compliance guidance on marketing and client communications.
• Stay informed of regulatory developments and industry best practices to support ongoing compliance.

Skills

FINRA Series 24

Marketing review experience

Regulatory knowledge

Stakeholder communication

Job description

Axiom seeks a Marketing Review Specialist to support a financial services client by reviewing marketing materials and client communications for regulatory compliance. The role involves regulatory research, guidance to internal teams, and collaboration across stakeholders to ensure compliant marketing practices.

The position is hybrid in Chicago, IL and part-time, offering opportunities to leverage financial services expertise while navigating evolving regulatory expectations.