Financial Advisor - Ventura County Credit Union

LPL Financial Services; Thousand Oaks (CA); On-site; USD 50,000 - 250,000; Full time

Job summary

An established industry player is seeking a Financial Advisor to join their Investment Program, partnering with a local credit union. This exciting role offers the chance to build a robust client base through exceptional referrals and provide customized financial solutions. With access to a wide array of investment products and cutting-edge technology, you'll have the freedom to cater to your clients' unique financial goals. Join a dedicated team passionate about supporting clients at every stage of their financial journey and take your career to new heights in a rewarding environment.

Benefits

Access to proprietary technology

Customized services

Strong referral system

Community standing benefits

Qualifications

• 3+ years of investment sales experience required.
• Must possess Series 7 and 66 licenses.

Responsibilities

• Build and manage a strong client base leveraging bank referrals.
• Create tailored financial solutions for clients.

Skills

Investment Sales

Client Relationship Management

Financial Planning

Education

Series 7 License

Series 66 License

Insurance License

Tools

Proprietary Technology

Investment Products

Job description

Your career path should lead to real opportunity

LPL Financial partners with banks to offer a complete menu of financial services to bank clients. This employment opportunity at Ventura County Credit Union in Thousand Oaks, CA, would allow you to join the Investment Program at Ventura County Credit Union as a Financial Advisor associated with LPL Financial. Under this model, Financial Advisors are not employees of LPL Financial.

The Investment Program at Ventura County Credit Union supports the local community with a complete menu of financial services. You will join a team that is dedicated to helping clients in every stage of their financial life.

This exciting position will allow you to grow your career and business, helping the people and families that look to Ventura County Credit Union for financial solutions. This position will offer:

• The ability to build a strong client base with the Bank’s exceptional referral system
• Several branch territories with significant deposit base, which includes current clients who need an advisor to support their financial goals
• The opportunity to find new clients via the bank’s client base
• The opportunity to create client solutions without proprietary products
• The ability to grow your business with LPL’s combination of tools, technology, and support
• The benefit of LPL’s experience helping financial institutions grow and maximize their investment programs
• The opportunity to capitalize on the bank’s reputation and community standing

As an advisor associated with LPL Financial, you benefit from our commitment to take care of you so you can take care of your clients. Your partnership includes:

• Access to our proprietary technology and a suite of customized services
• An open architecture platform with access to thousands of investment products from leading third-party product sponsors
• Resources and expertise across the firm to help you create client solutions
• The freedom to create solutions specific to your client’s goals

Whatever your vision of success, we’re with you every step of the way.

Requirements:

• Series 7 and 66 (63/65) required
• Insurance license required
• Three or more years of investment sales experience

Apply online at: By submitting an application, you are not applying for employment with LPL Financial. Employment is with Ventura County Credit Union; however, in accordance with regulatory requirements, LPL Financial would hold your securities/insurance licenses.

REQUIRED DISCLOSURE(S)

These investment products and services are being offered through LPL or its affiliates, which are separate entities from, and not affiliates of, Ventura County Credit Union.

Tracking # 1-05026674

Pay Range: 50000-250000. The salary range is dependent on a number of factors, including the applicant’s skill, experience, and work location. This position is also eligible to earn sales incentive compensation.