Financial Advisor - Ventura County Credit Union

LPL Financial Services; Simi Valley (CA); On-site; USD 50,000 - 250,000; Full time

Job summary

An established industry player is seeking a Financial Advisor to join their Investment Program at a local credit union. This exciting opportunity allows you to leverage a strong referral system and existing client base to build your business. You'll have access to a wide array of investment products and proprietary technology, empowering you to create customized solutions for clients. With a focus on community support and client-centric services, this role promises significant growth potential as you help families achieve their financial goals. If you are passionate about financial advising and ready to make a difference, this position is perfect for you.

Qualifications

• 3+ years of investment sales experience required.
• Must possess Series 7 and 66 licenses and an insurance license.

Responsibilities

• Build a strong client base using the bank’s referral system.
• Create tailored financial solutions for clients.

Skills

Investment Sales Experience

Client Relationship Management

Financial Advisory

Education

Series 7 License

Series 66 License (63/65)

Insurance License

Tools

Investment Products

Proprietary Technology

Job description

Your career path should lead to real opportunity

LPL Financial partners with banks to offer a complete menu of financial services to bank clients. This employment opportunity at Ventura County Credit Union in Simi Valley, CA, would allow you to join the Investment Program at Ventura County Credit Union as a Financial Advisor associated with LPL Financial. Under this model, Financial Advisors are not employees of LPL Financial.

The Investment Program at Ventura County Credit Union supports the local community with a complete menu of financial services. You will join a team that is dedicated to helping clients in every stage of their financial life.

This exciting position will allow you to grow your career and business, helping the people and families that look to Ventura County Credit Union for financial solutions. This position will offer:

• The ability to build a strong client base with the Bank’s exceptional referral system
• Several branch territories with significant deposit base, which includes current clients who need an advisor to support their financial goals
• The opportunity to find new clients via the bank’s client base
• The opportunity to create client solutions without proprietary products
• The ability to grow your business with LPL’s combination of tools, technology, and support
• The benefit of LPL’s experience helping financial institutions grow and maximize their investment programs
• The opportunity to capitalize on the bank’s reputation and community standing

As an advisor associated with LPL Financial, you benefit from our commitment to take care of you so you can take care of your clients. Your partnership includes:

• Access to our proprietary technology and a suite of customized services
• An open architecture platform with access to thousands of investment products from leading third-party product sponsors
• Resources and expertise across the firm to help you create client solutions
• The freedom to create solutions specific to your client’s goals

Whatever your vision of success, we’re with you every step of the way.

Requirements:

• Series 7 and 66 (63/65) required
• Insurance license required
• Three or more years of investment sales experience

Apply online at: By submitting an application, you are not applying for employment with LPL Financial. Employment is with Ventura County Credit Union; however, in accordance with regulatory requirements, LPL Financial would hold your securities/insurance licenses.

REQUIRED DISCLOSURE(S):

These investment products and services are being offered through LPL or its affiliates, which are separate entities from, and not affiliates of, Ventura County Credit Union.

Tracking # 1-05026674

Pay Range: 50000-250000. The salary range is dependent on a number of factors, including the applicant’s skill, experience, and work location. This position is also eligible to earn sales incentive compensation.