Financial Advisor - Summit Credit Union

LPL Financial; Baraboo (WI); On-site; USD 50,000 - 75,000; Full time

Benefits offered by this job

Sales incentive compensation

Job summary

Summit Credit Union in Baraboo, WI is offering a Financial Advisor role associated with LPL Financial. You will join a team dedicated to helping clients throughout their financial life, with the support of an open architecture platform and access to thousands of investment products.

The position emphasizes growing your own book, leveraging the bank’s referral network, and serving clients with customized financial solutions while complying with licensing requirements.

Qualifications

• Three or more years of investment sales experience required.
• Series 7 and 66 licensing required.
• Insurance license required.

Responsibilities

• Take over an existing book of business.
• Build a strong client base with the bank’s referral system.
• Serve current clients and help them achieve financial goals.
• Capitalize on Summit Credit Union’s client base to acquire new clients.
• Deliver client solutions using LPL’s open-architecture platform.

Skills

Investment sales

Series 7/66 licensing

Insurance license

Client base growth

Job description

Your career path should lead to real opportunity

LPL Financial partners with banks to offer a complete menu of financial services to bank clients. This employment opportunity at Summit Credit Union in Baraboo, WI would allow you to join the Investment Program at Summit Credit Union as a Financial Advisor associated with LPL Financial. Under this model Financial Advisors are not employees of LPL Financial.

The Investment Program at Summit Credit Union supports the local community with a complete menu of financial services. You will join a team that is dedicated to helping clients in every stage of their financial life.

This exciting position will allow you to grow your career and business, helping the people and families that look to Summit Credit Union for financial solutions. This position will offer:

• The ability to take over an existing book of business.
• The ability to build a strong client base with the Bank’s exceptional referral system.
• Several branch territories with significant deposit base, which includes current clients who need an advisor to support their financial goals.
• The opportunity to find new clients via the bank’s client base.
• The opportunity to create client solutions without proprietary products.
• The ability to grow your business with LPL’s combination of tools, technology, and support.
• The benefit of LPL’s experience helping financial institutions grow and maximize their investment programs.
• The opportunity to capitalize on the bank’s reputation and community standing.

As an advisor associated with LPL Financial, you benefit from our commitment to take care of you so you can take care of your clients. Your partnership includes:

• Access to our proprietary technology and a suite of customized services.
• An open architecture platform with access to thousands of investment products from leading third-party product sponsors.
• Resources and expertise across the firm to help you create client solutions.
• The freedom to create solutions specific to your client’s goals.

Whatever your vision of success, we’re with you every step of the way.

Requirements

• Series 7 and 66 (63/65) required.
• Insurance license required.
• Three or more years of investment sales experience.

Apply online

By submitting an application, you are not applying for employment with LPL Financial. Employment is with Summit Credit Union, however, in accordance with regulatory requirements, LPL Financial would hold your securities/insurance licenses.

• REQUIRED DISCLOSURE(S)

These investment products and services are being offered through LPL or its affiliates, which are separate entities from, and not affiliates of, Summit Credit Union.

Tracking # 1-05026674

Pay Range: $50,000 - $75,000

The salary range is dependent on a number of factors, including the applicant’s skill, experience, and work location. This position is also eligible to earn sales incentive compensation.