Financial Advisor (Guam)

Bank of Hawaii, Inc.; Honolulu (HI); In loco; USD 80.000 - 110.000; Tempo pieno

Descrizione del lavoro

Bank of Hawaii, Inc. seeks an associate to provide clients with investment-related guidance, support, and services under the direction of the Manager. The role includes ensuring compliance with applicable laws, regs, and internal policies, including AML, BSA/USA PATRIOT Act, and investment adviser rules. The position also supports sales and relationship management per firm guidelines.

Applications submitted will be added to a pool of candidates for current or future opportunities.

Descrizione del lavoro

Under the direction of the Manager, this position provides clients with various investment related guidance, support, and services. Assists with all of the business unit’s compliance with applicable laws, regulations, regulatory requirements and Bank policies and procedures, including but not limited Anti-Money Laundering laws and regulations, including regulatory and internal compliance policies and procedures related to the investment adviser business activities under the Investment Advisers Act of 1940 and related securities laws and regulations, Fair Banking, Bank Secrecy Act and USA PATRIOT Act. In addition, this position is responsible for conducting sales and relationship management activities in accord with Bank of Hawaii (BOH) and the firm’s guidelines, policies, procedures, disciplines and behaviors.

Applications submitted will be added to a pool of candidates that will be considered for current or future opportunities.