Financial Advisor

Ritholtz Wealth Management LLC; United States; Remote; USD 250,000 - 800,000; Full time

Job summary

A wealth management firm is seeking an experienced Financial Advisor to work directly with clients on their investment and financial needs. This role requires a Certified Financial Planner (CFP) with at least 7 years in a client-facing role in the financial services industry. The advisor will develop and manage complex financial plans while ensuring compliance with industry regulations. A competitive salary ranging from $250,000 to $800,000 is offered based on qualifications.

Qualifications

• 7 or more years of experience in a client-facing role in financial services.
• Ability to discuss and present complex financial planning topics.
• Clean U4 with no disclosures.

Responsibilities

• Serve as the point of contact for clients.
• Develop and manage complex financial plans.
• Provide guidance for secure financial solutions.
• Ensure compliance with industry rules.

Skills

Communication skills

Attention to detail

Client relations

Financial planning

Collaboration

Education

Certified Financial Planner - CFP

Job description

We’re continuously working to increase the value and sophistication of how we serve clients, and a core part of our next chapter includes opening locations around the country to better engage the growing community of investors consuming RWM content.

Established advisors looking to accelerate their growth and focus more on what they love are excellent fits for our team. We’d love to hear your story and find out if growing together could be fit.

About the Financial Advisor position

We are seeking an experienced Financial Advisor who will work directly with clients to develop and implement their investment, financial, insurance, tax, and estate planning needs.

We are seeking a CFP professional with an existing book of business that will transition to RWM.

Financial Advisor responsibilities are:

• Serve as the point of contact for prospective and current wealth management clients
• Explore clients' overall financial situation. Create, deliver, execute, and manage complex financial plans
• Provide the ultimate client experience and delegate all operational tasks to assigned client service & trading team members
• Be the main point of contact for clients and a knowledgeable resource for them as financial questions arise
• Provide guidance towards profitable and secure financial solutions to the customers
• Ensure compliance with all industry rules and regulations
• Stay informed about trends and updates in the industry
• Detail-oriented and passionate about helping clients
• Ability to work in a high paced environment with tight deadlines where accuracy is paramount
• A fast learner capable of following instructions, accepting constructive feedback, and meeting deadlines
• Is comfortable collaborating with many different teams and roles

Financial Advisor requirements are:

• Certified Financial Planner - CFP - Certified Financial Planner Board of Standards, Inc
• 7 or more years of experience in the financial services industry in a client facing role
• Ability to discuss and present complex financial planning topics to clients and prospects
• Excellent communication and presentation skills
• Accuracy, close attention to detail, and the ability to provide detailed and plain explanations on complex data
• Note: All Financial Advisors must have a clean U4 with no disclosures

The expected base salary range for this role nationally is $250,000 - $800,000

The final compensation for this position will be set based on the applicant’s qualifications (education, training and/or experience related to this role), and therefore, may fall outside the range shown, depending on the circumstances.