Financial Advisor

SchoolsFirst Federal Credit Union; Chino (CA); On-site; USD 80,000 - 120,000; Full time

Job summary

SchoolsFirst Federal Credit Union is seeking a Financial Advisor in California to provide investment guidance and financial planning to Members. The role includes discussing alternatives, managing transactions, and maintaining compliance with the broker/dealer program.

Applicants should hold a Bachelor’s degree or equivalent experience, 7–10 years of relevant work, and licenses including Series 7/66 or Series 63/65 plus a California Insurance License. DMV program participation may be required.

Qualifications

• High School Diploma or GED required.
• Bachelor’s Degree in a related field or equivalent years of experience required.
• 7-10 years of prior relevant experience required.
• Certifications or licenses including Series 7 and 66, or Series 63 and 65 in lieu of 66.
• California Insurance License required.
• Participation in the CA DMV pull program may be required depending on assignment.

Responsibilities

• Discusses financial investment alternatives with Members. Evaluates Member’s goals, risk tolerance and suggests appropriate investments.
• Provides consultative services to Members regarding credit union products and services by assessing the Member’s needs, addressing their concerns and gaining agreement.
• Updates SchoolsFirst FCU team on products and services offered through the investment program.
• Ensures required compliance documents are completed. Maintains regular contact with OSJ.
• Offers financial review sessions for all Members at least annually.
• Initiates Member investment selections and records transactions with broker/dealer.
• Schedules and conducts meetings with Members via phone and in person.

Education

Bachelor’s Degree in a related field

High School Diploma or GED

Job description

We’re always looking for diverse, talented, service-oriented people to join our exceptional team.

Financial Advisor

Scheduled Weekly Hours: 40

What You’ll Be Doing

Provides excellent service to Members seeking information on alternative investment products offered through broker/dealer. Assists Members with mutual funds, securities transactions, and financial planning.

• Discusses financial investment alternatives with Members. Evaluates Member’s goals, risk tolerance and suggests appropriate investments.
• Provides consultative services to Members regarding credit union products and services by assessing the Member’s needs, addressing their concerns and gaining agreement.
• Updates SchoolsFirst FCU team on products and services offered through the investment program.
• Ensures required compliance documents are completed. Maintains regular contact with OSJ.
• Offers financial review sessions for all Members at least annually.
• Initiates Member investment selections and records transactions with broker/dealer.
• Schedules and conducts meetings with Members via phone and in person.

Additional Job Functions

• Performs other duties as assigned
• Complies with regulatory compliance and assigned training requirements including but not limited to BSA regulations corresponding to their specific job duties. Failure to do so may result in disciplinary and other employment related actions.

Qualifications

• High School Diploma or GED required
• Bachelor’s Degree in a related field or equivalent years of experience required
• 7-10 years of prior relevant experience required
• Certifications or licenses including Series 7 and 66, or Series 63 and 65 in lieu of 66. California Insurance License required
• Participation in the CA DMV pull program may be required depending on assignment

SchoolsFirst FCU is committed to Diverse, Equitable, and Inclusive Hiring

At SchoolsFirst FCU we are dedicated to building and growing a diverse, inclusive, and authentic Dream Team, so if you’re excited about a position or wanting to make a career change but your past experience doesn’t align perfectly with every qualification in the job description, we encourage you to apply anyway. Many skills are transferrable and you may be just the right candidate for the position, or for other roles we are working on.

SchoolsFirst Federal Credit Union is committed to fostering, cultivating, and preserving a culture of diversity and inclusion. SchoolsFirst FCU is an equal opportunity employer and prohibits discrimination against qualified individuals based on their status as protected veterans or individuals with disabilities and prohibits discrimination against all individuals based on their race, color, religion, sex, national origin, age, sexual orientation, gender identity or expression, political affiliation, or genetic information.

This organization participates in E-Verify.