Financial Advisor

Schoolsfirst-Federal-Credit-Union; West Covina (CA); On-site; USD 70,000 - 110,000; Full time

Job summary

SchoolsFirst FCU is seeking a Financial Advisor to provide members with information on investment products and to assist with mutual funds, securities transactions, and financial planning.

You will assess members' goals and risk tolerance, discuss investment alternatives, and guide appropriate investments while ensuring regulatory compliance and documenting transactions with our broker/dealer. Regular financial reviews will be offered to members annually.

Qualifications

• Provides service to Members seeking information on investment products offered through broker/dealer.
• Assists Members with mutual funds, securities transactions, and financial planning.
• Discusses financial investment alternatives with Members.
• Evaluates Member’s goals, risk tolerance and suggests appropriate investments.

Responsibilities

• Provides consultative services to Members regarding credit union products and services by assessing the Member's needs.
• Updates SchoolsFirst FCU team on products and services offered through the investment program.
• Ensures required compliance documents are completed.

Skills

Mutual funds

Securities guidance

Financial planning

Client advisory

Education

Bachelor's degree or equivalent

High School Diploma or GED

Job description

We’re always looking for diverse, talented, service-oriented people to join our exceptional team.Financial AdvisorScheduled Weekly Hours:40What You’ll Be DoingProvides excellent service to Members seeking information on alternative investment products offered through broker/dealer. Assists Members with mutual funds, securities transactions, and financial planning.Discusses financial investment alternatives with Members. Evaluates Member’s goals, risk tolerance and suggests appropriate investments.Provides consultative services to Members regarding credit union products and services by assessing the Member's needs, addressing their concerns and gaining agreement.Updates SchoolsFirst FCU team on products and services offered through the investment program.Ensures required compliance documents are completed. Maintains regular contact with OSJ.Offers financial review sessions for all Members at least annually.Initiates Member investment selections and records transactions with broker/dealer.Schedules and conducts meetings with Members via phone and in person.Additional Job FunctionsPerforms other duties as assignedComplies with regulatory compliance and assigned training requirements including but not limited to BSA regulations corresponding to their specific job duties. Failure to do so may result in disciplinary and other employment related actions.QualificationsHigh School Diploma or GED requiredBachelor's Degree in a related field or equivalent years of experience required7-10 years of prior relevant experience requiredCertifications or licenses including Series 7 and 66, or Series 63 and 65 in lieu of 66. California Insurance License requiredParticipation in the CA DMV pull program may be required depending on assignmentSchoolsFirst FCU is committed to Diverse, Equitable, and Inclusive HiringAt SchoolsFirst FCU we are dedicated to building and growing a diverse, inclusive, and authentic Dream Team, so if you’re excited about a position or wanting to make a career change but your past experience doesn’t align perfectly with every qualification in the job description, we encourage you to apply anyway. Many skills are transferrable and you may be just the right candidate for the position, or for other roles we are working on.SchoolsFirst Federal Credit Union is committed to fostering, cultivating, and preserving a culture of diversity and inclusion. SchoolsFirst FCU is an equal opportunity employer and prohibits discrimination against qualified individuals based on their status as protected veterans or individuals with disabilities and prohibits discrimination against all individuals based on their race, color, religion, sex, national origin, age, sexual orientation, gender identity or expression, political affiliation, or genetic information.This organization participates in E-Verify.